# NRI Wealth Management, LLC

> NRI Wealth Management, LLC is an SEC-registered investment advisory firm in Santa Clara, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 162234
- Filed as: NRI WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Clara, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162234
- AdvisorCensus page: https://advisorcensus.com/firm/nri-wealth-management-llc-santa-clara-ca-162234

## Quick answers

**How is NRI Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NRI Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is NRI Wealth Management, LLC located?**
NRI Wealth Management, LLC's principal office is in Santa Clara, CA, according to its Form ADV.

**Is NRI Wealth Management, LLC registered with the SEC or a state?**
NRI Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 162234.

**How much does NRI Wealth Management, LLC manage?**
NRI Wealth Management, LLC reports $309,842,768 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have NRI Wealth Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for NRI Wealth Management, LLC: Regulatory assets under management: $124,299,059 in the October 2022 data and $309,842,768 in the October 2026 data, up 149%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NRI Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (185); individuals (other than high net worth individuals) (102); corporations or other businesses not listed above (3).

**Which custodians does NRI Wealth Management, LLC use?**
NRI Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does NRI Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162234

**What changed in NRI Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $223,601,473 to $309,842,768 (+39%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $309,842,768
- Discretionary: $309,842,768
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 102 | $57,087,298 |
| High net worth individuals | 185 | $247,276,215 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $5,479,255 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nriwealth.com
- Facebook @NRIWEALTHMANAGEMENT
- LinkedIn @nriwealth
- X @nri_wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $124,299,059 | 2 | September 2, 2022 |
| October 2023 | $125,508,577 | 2 | February 28, 2023 |
| October 2024 | $175,219,539 | 2 | March 6, 2024 |
| October 2025 | $223,601,473 | 2 | March 31, 2025 |
| October 2026 | $309,842,768 | 2 | March 31, 2026 |

Regulatory assets under management: $124,299,059 in the October 2022 data and $309,842,768 in the October 2026 data, up 149%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $223,601,473 to $309,842,768 (+39%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NRI Wealth Management, LLC (CRD 162234): Form ADV filing data as of October 2026.