# NPPG Plan Professionals, LLC

> NPPG Plan Professionals, LLC is an SEC-registered investment advisory firm in Shrewsbury, NJ, registered since 2023, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 324646
- Filed as: NPPG PLAN PROFESSIONALS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shrewsbury, NJ
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324646
- AdvisorCensus page: https://advisorcensus.com/firm/nppg-plan-professionals-llc-shrewsbury-nj-324646

## Quick answers

**How is NPPG Plan Professionals, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NPPG Plan Professionals, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is NPPG Plan Professionals, LLC located?**
NPPG Plan Professionals, LLC's principal office is in Shrewsbury, NJ, according to its Form ADV.

**Is NPPG Plan Professionals, LLC registered with the SEC or a state?**
NPPG Plan Professionals, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324646.

**How much does NPPG Plan Professionals, LLC manage?**
NPPG Plan Professionals, LLC reports $6,274,553,085 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (97% discretionary).

**How have NPPG Plan Professionals, LLC's assets and staff changed since 2023?**
In the Form ADV data for NPPG Plan Professionals, LLC: Regulatory assets under management: $0 in the October 2023 data and $6,274,553,085 in the October 2026 data. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NPPG Plan Professionals, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (64).

**Which custodians does NPPG Plan Professionals, LLC use?**
NPPG Plan Professionals, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Lincoln Investment, Principal Securities, Inc. and Transamerica Capital, LLC as custodians holding 10% or more of its separately managed account assets.

**Does NPPG Plan Professionals, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324646

**What changed in NPPG Plan Professionals, LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in VI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Lincoln Investment
- Principal Securities, Inc.
- Transamerica Capital, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,274,553,085
- Discretionary: $6,055,487,150
- Non-discretionary: $219,065,935

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 64 | $6,274,553,085 |

### Advisory services (Item 5.G)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nppg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | August 1, 2023 |
| October 2024 | $3,177,963,477 | 2 | March 8, 2024 |
| October 2025 | $4,548,567,781 | 2 | March 25, 2025 |
| October 2026 | $6,274,553,085 | 2 | May 22, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $6,274,553,085 in the October 2026 data.
Total employees: 2 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in VI.

### April 2026
- Regulatory assets under management went from $4,548,567,781 to $6,274,553,085 (+38%).
- Registered or notice-filed in KS.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in OK.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NPPG Plan Professionals, LLC (CRD 324646): Form ADV filing data as of October 2026.