{ "crd_number": 324646, "slug": "nppg-plan-professionals-llc-shrewsbury-nj-324646", "primary_business_name": "NPPG PLAN PROFESSIONALS, LLC", "legal_name": "NPPG PLAN PROFESSIONALS, LLC", "dbas": [], "city": "Shrewsbury", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-04-06", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-05-22", "carried_forward": false, "raum_total": 6274553085.0, "raum_discretionary": 6055487150.0, "raum_non_discretionary": 219065935.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "pension_profit_sharing": { "raum": 6274553085.0, "count": 64 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "other", "pension_consulting", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AZ", "CA", "CO", "CT", "FL", "GA", "IA", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MT", "NC", "NE", "NH", "NJ", "NV", "NY", "OH", "OR", "PA", "PR", "RI", "SC", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI" ], "websites": [ "https://nppg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324646", "city_as_filed": "SHREWSBURY", "url": "https://advisorcensus.com/firm/nppg-plan-professionals-llc-shrewsbury-nj-324646", "display_name": "NPPG Plan Professionals, LLC", "summary": "NPPG Plan Professionals, LLC is an SEC-registered investment advisory firm in Shrewsbury, NJ, registered since 2023, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.", "citation": "AdvisorCensus. NPPG Plan Professionals, LLC (CRD 324646): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops", "Other" ], "quick_answers": [ { "q": "How is NPPG Plan Professionals, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), NPPG Plan Professionals, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other." }, { "q": "Where is NPPG Plan Professionals, LLC located?", "a": "NPPG Plan Professionals, LLC's principal office is in Shrewsbury, NJ, according to its Form ADV." }, { "q": "Is NPPG Plan Professionals, LLC registered with the SEC or a state?", "a": "NPPG Plan Professionals, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324646." }, { "q": "How much does NPPG Plan Professionals, LLC manage?", "a": "NPPG Plan Professionals, LLC reports $6,274,553,085 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (97% discretionary)." }, { "q": "How have NPPG Plan Professionals, LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for NPPG Plan Professionals, LLC: Regulatory assets under management: $0 in the October 2023 data and $6,274,553,085 in the October 2026 data. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does NPPG Plan Professionals, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (64)." }, { "q": "Which custodians does NPPG Plan Professionals, LLC use?", "a": "NPPG Plan Professionals, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Lincoln Investment, Principal Securities, Inc. and Transamerica Capital, LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does NPPG Plan Professionals, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324646" }, { "q": "What changed in NPPG Plan Professionals, LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Registered or notice-filed in VI." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 2, "filing_date": "2023-08-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3177963477.0, "total_employees": 2, "filing_date": "2024-03-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4548567781.0, "total_employees": 2, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6274553085.0, "total_employees": 2, "filing_date": "2026-05-22" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Registered or notice-filed in VI." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,548,567,781 to $6,274,553,085 (+38%).", "Registered or notice-filed in KS.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in OK." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Lincoln Investment", "name_as_filed": "LINCOLN INVESTMENT", "affiliated": false }, { "name": "Principal Securities, Inc.", "name_as_filed": "PRINCIPAL SECURITIES, INC.", "affiliated": false }, { "name": "Transamerica Capital, LLC", "name_as_filed": "TRANSAMERICA CAPITAL, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/nppg-plan-professionals-llc-shrewsbury-nj-324646.md", "clients": [ { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 64, "fewer_than_5": false, "raum": 6274553085.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324646", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }