# Nova Financial Services

> Nova Financial Services is an SEC-registered investment advisory firm in Tucson, AZ, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 150148
- Filed as: NOVA FINANCIAL SERVICES
- Legal name: Nova Financial LLC
- Also doing business as: ARIZONA FINANCIAL PLAN, NOVA FINANCIAL SERVICES, QUANTUM WEALTH STRATEGIES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150148
- AdvisorCensus page: https://advisorcensus.com/firm/nova-financial-services-tucson-az-150148

## Quick answers

**How is Nova Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Nova Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Nova Financial Services located?**
Nova Financial Services' principal office is in Tucson, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Nova Financial Services registered with the SEC or a state?**
Nova Financial Services is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 150148.

**How much does Nova Financial Services manage?**
Nova Financial Services reports $469,445,760 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**How have Nova Financial Services' assets and staff changed since 2021?**
In the Form ADV data for Nova Financial Services: Regulatory assets under management: $252,711,011 in the October 2021 data and $469,445,760 in the October 2026 data, up 86%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nova Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (594); high net worth individuals (144).

**Which custodians does Nova Financial Services use?**
Nova Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Nova Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150148

**What changed in Nova Financial Services' recent Form ADV filings?**
In the April 2026 filing data: No longer lists the business name Tactical Planning Group. Regulatory assets under management went from $391,234,000 to $469,445,760 (+20%). Changed its office addresses in Colorado Springs, CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $469,445,760
- Discretionary: $468,900,073
- Non-discretionary: $545,687

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 594 | $192,614,290 |
| High net worth individuals | 144 | $276,831,470 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, IL, NV, OR, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Colorado Springs, CO

### Websites listed on Form ADV (Item 1.I)
- arizonafinancialplan.com
- qwstrategies.com
- yourfuturebynova.com
- LinkedIn @nova-financial-services

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $252,711,011 | 9 | March 29, 2021 |
| October 2022 | $308,496,440 | 9 | March 21, 2022 |
| October 2023 | $290,301,691 | 8 | March 31, 2023 |
| October 2024 | $342,468,206 | 7 | March 25, 2024 |
| October 2025 | $391,234,000 | 7 | July 15, 2025 |
| October 2026 | $469,445,760 | 10 | March 29, 2026 |

Regulatory assets under management: $252,711,011 in the October 2021 data and $469,445,760 in the October 2026 data, up 86%.
Total employees: 9 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- No longer lists the business name Tactical Planning Group.
- Regulatory assets under management went from $391,234,000 to $469,445,760 (+20%).
- Changed its office addresses in Colorado Springs, CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nova Financial Services (CRD 150148): Form ADV filing data as of October 2026.