{ "crd_number": 306971, "slug": "nottingham-wealth-partners-inc-syracuse-ny-306971", "primary_business_name": "NOTTINGHAM WEALTH PARTNERS, INC.", "legal_name": "NOTTINGHAM WEALTH PARTNERS, INC.", "dbas": [ "NOTTINGHAM FINANCIAL GROUP" ], "city": "Syracuse", "state": "NY", "country": "United States", "cbsa_code": "45060", "metro": { "cbsa_code": "45060", "common_name": "Syracuse", "msa_name": "Syracuse, NY", "path": "/advisors/ny/syracuse" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-03-22", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-04-17", "carried_forward": false, "raum_total": 80455295.0, "raum_discretionary": 80455295.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 7, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 47279752.0, "count": 126 }, "high_net_worth_individuals": { "raum": 33175543.0, "count": 16 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "FL", "MN", "NH", "NY", "SD", "TX", "VT" ], "websites": [ "https://linkedin.com/company/nottingham-financial-group", "https://linkedin.com/in/joseph-polsinelli-839a391b", "https://nottinghamwealthpartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306971", "city_as_filed": "SYRACUSE", "url": "https://advisorcensus.com/firm/nottingham-wealth-partners-inc-syracuse-ny-306971", "display_name": "Nottingham Wealth Partners, Inc.", "summary": "Nottingham Wealth Partners, Inc. is an SEC-registered investment advisory firm in Syracuse, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 17, 2026.", "citation": "AdvisorCensus. Nottingham Wealth Partners, Inc. (CRD 306971): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Nottingham Wealth Partners, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Nottingham Wealth Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Nottingham Wealth Partners, Inc. located?", "a": "Nottingham Wealth Partners, Inc.'s principal office is in Syracuse, NY, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Nottingham Wealth Partners, Inc. registered with the SEC or a state?", "a": "Nottingham Wealth Partners, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306971." }, { "q": "How much does Nottingham Wealth Partners, Inc. manage?", "a": "Nottingham Wealth Partners, Inc. reports $80,455,295 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary)." }, { "q": "How have Nottingham Wealth Partners, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Nottingham Wealth Partners, Inc.: Regulatory assets under management: $32,178,040 in the October 2021 data and $80,455,295 in the October 2026 data, up 150%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Nottingham Wealth Partners, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (126); high net worth individuals (16)." }, { "q": "Which custodians does Nottingham Wealth Partners, Inc. use?", "a": "Nottingham Wealth Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Nottingham Wealth Partners, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306971" }, { "q": "What changed in Nottingham Wealth Partners, Inc.'s recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $65,615,691 to $80,455,295 (+23%). Changed its office addresses in Latham, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 32178040.0, "total_employees": 3, "filing_date": "2021-02-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 54103482.0, "total_employees": 4, "filing_date": "2022-03-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 37204573.0, "total_employees": 8, "filing_date": "2023-09-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 92850216.0, "total_employees": 8, "filing_date": "2024-05-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 65615691.0, "total_employees": 6, "filing_date": "2025-04-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 80455295.0, "total_employees": 7, "filing_date": "2026-04-17" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 2 to 3.", "Regulatory assets under management went from $65,615,691 to $80,455,295 (+23%).", "Changed its office addresses in Latham, NY." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Assetmark Brokerage, LLC", "name_as_filed": "ASSETMARK BROKERAGE, LLC", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/nottingham-wealth-partners-inc-syracuse-ny-306971.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 126, "fewer_than_5": false, "raum": 47279752.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 16, "fewer_than_5": false, "raum": 33175543.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306971", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }