# Northwoods Wealth Management

> Northwoods Wealth Management is a state-registered investment advisory firm in Boothbay Harbor, ME, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 5, 2025.

- CRD: 135236
- Filed as: NORTHWOODS WEALTH MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Boothbay Harbor, ME
- Filing period: October 2026
- Form ADV filing dated: September 5, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135236
- AdvisorCensus page: https://advisorcensus.com/firm/northwoods-wealth-management-boothbay-harbor-me-135236

## Quick answers

**How is Northwoods Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Northwoods Wealth Management reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Northwoods Wealth Management located?**
Northwoods Wealth Management's principal office is in Boothbay Harbor, ME, according to its Form ADV.

**Is Northwoods Wealth Management registered with the SEC or a state?**
Northwoods Wealth Management is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 135236.

**How much does Northwoods Wealth Management manage?**
Northwoods Wealth Management reports $6,000,000 in regulatory assets under management in its Form ADV filing dated September 5, 2025 (100% discretionary).

**Does Northwoods Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135236

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,000,000
- Discretionary: $6,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $6,000,000 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ME, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lpl.com/THEFINANCIALCOACH](https://lpl.com/THEFINANCIALCOACH)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northwoods Wealth Management (CRD 135236): Form ADV filing data as of October 2026.