{ "crd_number": 158455, "slug": "northwest-quadrant-wealth-management-bend-or-158455", "primary_business_name": "NORTHWEST QUADRANT WEALTH MANAGEMENT", "legal_name": "NORTHWEST QUADRANT, LLC", "dbas": [], "city": "Bend", "state": "OR", "country": "United States", "cbsa_code": "13460", "metro": { "cbsa_code": "13460", "common_name": "Bend", "msa_name": "Bend, OR", "path": "/advisors/or/bend" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-08-18", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-03-17", "carried_forward": false, "raum_total": 579712539.0, "raum_discretionary": 574872125.0, "raum_non_discretionary": 4840414.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 631053.0, "count": 5 }, "individuals": { "raum": 145284974.0, "count": 668 }, "pension_profit_sharing": { "raum": 5604339.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 424426538.0, "count": 336 }, "corporations_other_businesses": { "raum": 3765635.0, "count": 5 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AZ", "CA", "CO", "ID", "LA", "NE", "NH", "OR", "TX", "WA" ], "websites": [ "https://linkedin.com/company/northwest-quadrant-wealth-management", "https://linkedin.com/in/joshfenili?trk=org-employees_profile-result-card_result-card_full-click", "https://northwestquadrantwealth.com", "https://youtube.com/channel/UCQe7TTZ6y0NJJ1M2-DTrzoA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158455", "city_as_filed": "BEND", "url": "https://advisorcensus.com/firm/northwest-quadrant-wealth-management-bend-or-158455", "display_name": "Northwest Quadrant Wealth Management", "summary": "Northwest Quadrant Wealth Management is an SEC-registered investment advisory firm in Bend, OR, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.", "citation": "AdvisorCensus. Northwest Quadrant Wealth Management (CRD 158455): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters", "Other" ], "quick_answers": [ { "q": "How is Northwest Quadrant Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Northwest Quadrant Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "How much does Northwest Quadrant Wealth Management charge?", "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: up to $4,000 (Estate Planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Northwest Quadrant Wealth Management located?", "a": "Northwest Quadrant Wealth Management's principal office is in Bend, OR, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Northwest Quadrant Wealth Management registered with the SEC or a state?", "a": "Northwest Quadrant Wealth Management is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158455." }, { "q": "How much does Northwest Quadrant Wealth Management manage?", "a": "Northwest Quadrant Wealth Management reports $579,712,539 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (99% discretionary)." }, { "q": "How have Northwest Quadrant Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Northwest Quadrant Wealth Management: Regulatory assets under management: $364,383,968 in the October 2021 data and $579,712,539 in the October 2026 data, up 59%. Total employees: 8 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Northwest Quadrant Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (668); high net worth individuals (336); charitable organizations (5)." }, { "q": "Which custodians does Northwest Quadrant Wealth Management use?", "a": "Northwest Quadrant Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Northwest Quadrant Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158455" }, { "q": "Does Northwest Quadrant Wealth Management state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 17, 2026 says: \"Our firm maintains a $250,000 minimum account balance requirement to engage our firm. This minimum can be waived on a case -by-case basis by our firm at our sole discretion.\"" }, { "q": "What changed in Northwest Quadrant Wealth Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 364383968.0, "total_employees": 8, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 441126333.0, "total_employees": 5, "filing_date": "2022-06-14" }, { "period": "2023-10-01", "regulatory_assets_under_management": 391987288.0, "total_employees": 6, "filing_date": "2023-04-06" }, { "period": "2024-10-01", "regulatory_assets_under_management": 453904808.0, "total_employees": 6, "filing_date": "2024-07-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 533960987.0, "total_employees": 6, "filing_date": "2025-05-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 579712539.0, "total_employees": 3, "filing_date": "2026-03-17" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2 to 3." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 17, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$250,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [ "Flat fee: up to $4,000 (Estate Planning services)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $250,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Our firm maintains a $250,000 minimum account balance requirement to engage our firm. This minimum can be waived on a case -by-case basis by our firm at our sole discretion." ] }, { "label": "Planning fee", "statements": [ "Flat fee: up to $4,000 (Estate Planning services)" ], "quotes": [ "Our firm charges on an flat fee basis for Estate Planning services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees will not exceed $4,000." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 250000.0, "minimum_annual_fee": null, "planning": [ { "kind": "flat", "amount": null, "min": null, "max": 4000.0, "period": "one_time", "service": "Estate Planning services" } ] }, "quotes": [ "Our firm maintains a $250,000 minimum account balance requirement to engage our firm. This minimum can be waived on a case -by-case basis by our firm at our sole discretion.", "Our firm charges on an flat fee basis for Estate Planning services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees will not exceed $4,000." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "LPL Financial LLC", "name_as_filed": "LPL FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/northwest-quadrant-wealth-management-bend-or-158455.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 668, "fewer_than_5": false, "raum": 145284974.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 336, "fewer_than_5": false, "raum": 424426538.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 5604339.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 5, "fewer_than_5": false, "raum": 631053.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 5, "fewer_than_5": false, "raum": 3765635.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158455", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }