# Northwest Investment Management (Hong Kong) Limited

> Northwest Investment Management (Hong Kong) Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 153063
- Filed as: NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153063
- AdvisorCensus page: https://advisorcensus.com/firm/northwest-investment-management-hong-kong-limited-hong-kong-153063

## Quick answers

**How is Northwest Investment Management (Hong Kong) Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Northwest Investment Management (Hong Kong) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Northwest Investment Management (Hong Kong) Limited located?**
Northwest Investment Management (Hong Kong) Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV.

**Is Northwest Investment Management (Hong Kong) Limited registered with the SEC or a state?**
Northwest Investment Management (Hong Kong) Limited is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153063.

**How much does Northwest Investment Management (Hong Kong) Limited manage?**
Northwest Investment Management (Hong Kong) Limited reports $1,528,586,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Northwest Investment Management (Hong Kong) Limited's assets and staff changed since 2021?**
In the Form ADV data for Northwest Investment Management (Hong Kong) Limited: Regulatory assets under management: $1,298,318,000 in the October 2021 data and $1,528,586,000 in the October 2026 data, up 18%. Total employees: 7 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northwest Investment Management (Hong Kong) Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other (1).

**Which custodians does Northwest Investment Management (Hong Kong) Limited use?**
Northwest Investment Management (Hong Kong) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon as a custodian holding 10% or more of its separately managed account assets.

**Does Northwest Investment Management (Hong Kong) Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153063

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,528,586,000
- Discretionary: $1,528,586,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $1,425,529,000 |
| Other | 1 | $103,057,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 19 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [nimco.co.uk](https://nimco.co.uk)
- [nimco.com.hk](https://nimco.com.hk)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,298,318,000 | 7 | March 23, 2021 |
| October 2022 | $1,905,378,000 | 7 | March 31, 2022 |
| October 2023 | $1,751,136,000 | 8 | March 29, 2023 |
| October 2024 | $1,513,236,000 | 8 | March 14, 2024 |
| October 2025 | $1,510,381,000 | 19 | March 12, 2025 |
| October 2026 | $1,528,586,000 | 19 | March 23, 2026 |

Regulatory assets under management: $1,298,318,000 in the October 2021 data and $1,528,586,000 in the October 2026 data, up 18%.
Total employees: 7 in October 2021 and 19 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northwest Investment Management (Hong Kong) Limited (CRD 153063): Form ADV filing data as of October 2026.