# Northwest Capital Management Inc.

> Northwest Capital Management Inc. is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 108091
- Filed as: NORTHWEST CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108091
- AdvisorCensus page: https://advisorcensus.com/firm/northwest-capital-management-inc-lake-oswego-or-108091

## Quick answers

**How is Northwest Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Northwest Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Northwest Capital Management Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $400 an hour (specific consulting assignments). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Northwest Capital Management Inc. located?**
Northwest Capital Management Inc.'s principal office is in Lake Oswego, OR, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Northwest Capital Management Inc. registered with the SEC or a state?**
Northwest Capital Management Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108091.

**How much does Northwest Capital Management Inc. manage?**
Northwest Capital Management Inc. reports $8,518,580,384 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (1% discretionary).

**How have Northwest Capital Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Northwest Capital Management Inc.: Regulatory assets under management: $5,660,880,241 in the October 2021 data and $8,518,580,384 in the October 2026 data, up 50%. Total employees: 15 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northwest Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (81); high net worth individuals (56); individuals (other than high net worth individuals) (37).

**Which custodians does Northwest Capital Management Inc. use?**
Northwest Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab, Fidelity Brokerage Services LLC and Voya Institutional Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Northwest Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108091

**What changed in Northwest Capital Management Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $400 an hour (specific consulting assignments)

> We can also charge you an hourly fee not to exceed $400 per hour for specific consulting assignments.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- Fidelity Brokerage Services LLC
- Voya Institutional Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $8,518,580,384
- Discretionary: $92,436,908
- Non-discretionary: $8,426,143,476

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $8,866,484 |
| High net worth individuals | 56 | $74,622,033 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 81 | $4,912,538,481 |
| Charitable organizations | 1 | $168,685 |
| State or municipal government entities (including government pension plans) | 25 | $3,517,958,673 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 3 | $4,426,028 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1999 (27 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, ID, OR, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Seattle, WA

### Websites listed on Form ADV (Item 1.I)
- [bcorporation.net/COMMUNITY/NORTHWEST-CAPITAL-MANAGEMENT-INC](https://bcorporation.net/COMMUNITY/NORTHWEST-CAPITAL-MANAGEMENT-INC)
- [do12things.com](https://do12things.com)
- [nwcm.com](https://nwcm.com)
- [ourfourthage.com](https://ourfourthage.com)
- Facebook @NWCMINC
- LinkedIn @NORTHWEST-CAPITAL-MANAGEMENT-INC.
- X @NWCMINC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,660,880,241 | 15 | March 29, 2021 |
| October 2022 | $6,487,085,957 | 17 | March 29, 2022 |
| October 2023 | $5,476,500,419 | 17 | July 17, 2023 |
| October 2024 | $6,856,132,947 | 17 | July 17, 2024 |
| October 2025 | $7,551,077,444 | 17 | April 9, 2025 |
| October 2026 | $8,518,580,384 | 11 | May 5, 2026 |

Regulatory assets under management: $5,660,880,241 in the October 2021 data and $8,518,580,384 in the October 2026 data, up 50%.
Total employees: 15 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 8 to 7.
- Regulatory assets under management went from $7,551,077,444 to $8,518,580,384 (+13%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northwest Capital Management Inc. (CRD 108091): Form ADV filing data as of October 2026.