# Northside Capital Management LLC

> Northside Capital Management LLC is an SEC-registered investment advisory firm in Hood River, OR, registered since 1998, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 107784
- Filed as: NORTHSIDE CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hood River, OR
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107784
- AdvisorCensus page: https://advisorcensus.com/firm/northside-capital-management-llc-hood-river-or-107784

## Quick answers

**How is Northside Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Northside Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Northside Capital Management LLC located?**
Northside Capital Management LLC's principal office is in Hood River, OR, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Northside Capital Management LLC registered with the SEC or a state?**
Northside Capital Management LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 107784.

**How much does Northside Capital Management LLC manage?**
Northside Capital Management LLC reports $6,942,205,093 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (30% discretionary).

**How have Northside Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Northside Capital Management LLC: Regulatory assets under management: $5,843,784,476 in the October 2021 data and $6,942,205,093 in the October 2026 data, up 19%. Total employees: 13 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northside Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (60).

**Which custodians does Northside Capital Management LLC use?**
Northside Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Northside Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107784

**What changed in Northside Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $5,824,740,140 to $6,942,205,093 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,942,205,093
- Discretionary: $2,089,294,053
- Non-discretionary: $4,852,911,040

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 60 | $6,942,205,093 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1998 (27 years)
- Employees: 17 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, ID, MN, NH, NY, OR, PA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Ketchum, ID
- San Mateo, CA
- West Conshohocken, PA

### Websites listed on Form ADV (Item 1.I)
- northsidecap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,843,784,476 | 13 | March 19, 2021 |
| October 2022 | $5,634,100,041 | 12 | April 26, 2022 |
| October 2023 | $4,635,685,999 | 12 | March 13, 2023 |
| October 2024 | $5,287,126,759 | 12 | June 6, 2024 |
| October 2025 | $5,824,740,140 | 15 | April 30, 2025 |
| October 2026 | $6,942,205,093 | 17 | March 30, 2026 |

Regulatory assets under management: $5,843,784,476 in the October 2021 data and $6,942,205,093 in the October 2026 data, up 19%.
Total employees: 13 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $5,824,740,140 to $6,942,205,093 (+19%).

### February 2026
- Employees performing advisory functions went from 7 to 8.
- Registered or notice-filed in SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northside Capital Management LLC (CRD 107784): Form ADV filing data as of October 2026.