{ "crd_number": 107784, "slug": "northside-capital-management-llc-hood-river-or-107784", "primary_business_name": "NORTHSIDE CAPITAL MANAGEMENT LLC", "legal_name": "NORTHSIDE CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Hood River", "state": "OR", "country": "United States", "cbsa_code": "26220", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-12-07", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 6942205093.0, "raum_discretionary": 2089294053.0, "raum_non_discretionary": 4852911040.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 17, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 6942205093.0, "count": 60 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "ID", "MN", "NH", "NY", "OR", "PA", "SC", "TX" ], "websites": [ "https://northsidecap.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107784", "city_as_filed": "HOOD RIVER", "url": "https://advisorcensus.com/firm/northside-capital-management-llc-hood-river-or-107784", "display_name": "Northside Capital Management LLC", "summary": "Northside Capital Management LLC is an SEC-registered investment advisory firm in Hood River, OR, registered since 1998, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Northside Capital Management LLC (CRD 107784): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Northside Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Northside Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Northside Capital Management LLC located?", "a": "Northside Capital Management LLC's principal office is in Hood River, OR, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Northside Capital Management LLC registered with the SEC or a state?", "a": "Northside Capital Management LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 107784." }, { "q": "How much does Northside Capital Management LLC manage?", "a": "Northside Capital Management LLC reports $6,942,205,093 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (30% discretionary)." }, { "q": "How have Northside Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Northside Capital Management LLC: Regulatory assets under management: $5,843,784,476 in the October 2021 data and $6,942,205,093 in the October 2026 data, up 19%. Total employees: 13 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Northside Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (60)." }, { "q": "Which custodians does Northside Capital Management LLC use?", "a": "Northside Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Northside Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107784" }, { "q": "What changed in Northside Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $5,824,740,140 to $6,942,205,093 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5843784476.0, "total_employees": 13, "filing_date": "2021-03-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5634100041.0, "total_employees": 12, "filing_date": "2022-04-26" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4635685999.0, "total_employees": 12, "filing_date": "2023-03-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5287126759.0, "total_employees": 12, "filing_date": "2024-06-06" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5824740140.0, "total_employees": 15, "filing_date": "2025-04-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6942205093.0, "total_employees": 17, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 9.", "Regulatory assets under management went from $5,824,740,140 to $6,942,205,093 (+19%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Employees performing advisory functions went from 7 to 8.", "Registered or notice-filed in SC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/northside-capital-management-llc-hood-river-or-107784.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 60, "fewer_than_5": false, "raum": 6942205093.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107784", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }