# Northpeak Financial, Inc.

> Northpeak Financial, Inc. is a state-registered investment advisory firm in Frederick, MD, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 142970
- Filed as: NORTHPEAK FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Frederick, MD
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142970
- AdvisorCensus page: https://advisorcensus.com/firm/northpeak-financial-inc-frederick-md-142970

## Quick answers

**How is Northpeak Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Northpeak Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Northpeak Financial, Inc. located?**
Northpeak Financial, Inc.'s principal office is in Frederick, MD, according to its Form ADV.

**Is Northpeak Financial, Inc. registered with the SEC or a state?**
Northpeak Financial, Inc. is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 142970.

**How much does Northpeak Financial, Inc. manage?**
Northpeak Financial, Inc. reports $66,785,723 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary).

**What types of clients does Northpeak Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (20).

**Does Northpeak Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142970

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $66,785,723
- Discretionary: $65,697,080
- Non-discretionary: $1,088,643

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $35,940,333 |
| High net worth individuals | 20 | $30,845,390 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- northpeakfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northpeak Financial, Inc. (CRD 142970): Form ADV filing data as of October 2026.