# Northmarq Fund Management, LLC

> Northmarq Fund Management, LLC is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 150703
- Filed as: NORTHMARQ FUND MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150703
- AdvisorCensus page: https://advisorcensus.com/firm/northmarq-fund-management-llc-lake-oswego-or-150703

## Quick answers

**How is Northmarq Fund Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Northmarq Fund Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Northmarq Fund Management, LLC located?**
Northmarq Fund Management, LLC's principal office is in Lake Oswego, OR, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Northmarq Fund Management, LLC registered with the SEC or a state?**
Northmarq Fund Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150703.

**How much does Northmarq Fund Management, LLC manage?**
Northmarq Fund Management, LLC reports $541,267,495 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Northmarq Fund Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Northmarq Fund Management, LLC: Regulatory assets under management: $420,850,123 in the October 2021 data and $541,267,495 in the October 2026 data, up 29%. Total employees: 12 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northmarq Fund Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8).

**Does Northmarq Fund Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150703

**What changed in Northmarq Fund Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $491,715,508 to $541,267,495 (+10%). No longer lists an office in Jacksonville, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $541,267,495
- Discretionary: $534,467,495
- Non-discretionary: $6,800,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $541,267,495 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 18 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, MN, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bend, OR
- Bloomington, MN
- Los Angeles, CA
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- morrisonstreetcapital.com
- northmarq.com/fund-management
- LinkedIn @morrison-street-capital
- LinkedIn @northmarq-fund-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $420,850,123 | 12 | March 30, 2021 |
| October 2022 | $449,858,499 | 13 | March 30, 2022 |
| October 2023 | $485,565,148 | 13 | March 27, 2023 |
| October 2024 | $505,230,456 | 16 | June 17, 2024 |
| October 2025 | $491,715,508 | 15 | March 21, 2025 |
| October 2026 | $541,267,495 | 18 | March 30, 2026 |

Regulatory assets under management: $420,850,123 in the October 2021 data and $541,267,495 in the October 2026 data, up 29%.
Total employees: 12 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $491,715,508 to $541,267,495 (+10%).
- No longer lists an office in Jacksonville, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northmarq Fund Management, LLC (CRD 150703): Form ADV filing data as of October 2026.