# Northern Monarch Capital LLC

> Northern Monarch Capital LLC is a state-registered investment advisory firm in Fox Island, WA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 332937
- Filed as: NORTHERN MONARCH CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fox Island, WA
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332937
- AdvisorCensus page: https://advisorcensus.com/firm/northern-monarch-capital-llc-fox-island-wa-332937

## Quick answers

**How is Northern Monarch Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Northern Monarch Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Northern Monarch Capital LLC located?**
Northern Monarch Capital LLC's principal office is in Fox Island, WA, according to its Form ADV.

**Is Northern Monarch Capital LLC registered with the SEC or a state?**
Northern Monarch Capital LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 332937.

**How much does Northern Monarch Capital LLC manage?**
Northern Monarch Capital LLC reports $40,677,521 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**What types of clients does Northern Monarch Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (16).

**Does Northern Monarch Capital LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332937

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $40,677,521
- Discretionary: $40,677,521
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $15,161,095 |
| High net worth individuals | 16 | $25,465,036 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $51,390 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, SD, TX, WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332937

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northern Monarch Capital LLC (CRD 332937): Form ADV filing data as of October 2026.