{
  "crd_number": 40659,
  "slug": "northern-capital-securities-corporation-north-andover-ma-40659",
  "primary_business_name": "NORTHERN CAPITAL SECURITIES CORPORATION",
  "legal_name": "NORTHERN CAPITAL SECURITIES CORPORATION",
  "dbas": [],
  "city": "North Andover",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-02-06",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-01-07",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 15,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://linkedin.com/company/northern-capital-securities-corporation",
    "https://northerncapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/40659",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": "NORTH ANDOVER",
  "url": "https://advisorcensus.com/firm/northern-capital-securities-corporation-north-andover-ma-40659",
  "display_name": "Northern Capital Securities Corporation",
  "summary": "Northern Capital Securities Corporation is a state-registered investment advisory firm in North Andover, MA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 7, 2026.",
  "citation": "AdvisorCensus. Northern Capital Securities Corporation (CRD 40659): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Northern Capital Securities Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Northern Capital Securities Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Northern Capital Securities Corporation located?",
      "a": "Northern Capital Securities Corporation's principal office is in North Andover, MA, according to its Form ADV."
    },
    {
      "q": "Is Northern Capital Securities Corporation registered with the SEC or a state?",
      "a": "Northern Capital Securities Corporation is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 40659."
    },
    {
      "q": "How much does Northern Capital Securities Corporation manage?",
      "a": "Northern Capital Securities Corporation reports $0 in regulatory assets under management in its Form ADV filing dated January 7, 2026."
    },
    {
      "q": "Does Northern Capital Securities Corporation report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/40659"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/northern-capital-securities-corporation-north-andover-ma-40659.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/40659",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}