{
  "crd_number": 131406,
  "slug": "northeast-planning-associates-inc-bedford-nh-131406",
  "primary_business_name": "NORTHEAST PLANNING ASSOCIATES, INC.",
  "legal_name": "NORTHEAST PLANNING ASSOCIATES, INC.",
  "dbas": [
    "ACADIA WEALTH PLANNING",
    "HERITAGE WEALTH PLANNING",
    "MAINE WEALTH PLANNING",
    "NEWBURYPORT PLANNING",
    "OLIVE TREE WEALTH",
    "PROVISION WEALTH PLANNING",
    "TAMAGNI WEALTH ADVISORS"
  ],
  "city": "Bedford",
  "state": "NH",
  "country": "United States",
  "cbsa_code": "31700",
  "metro": {
    "cbsa_code": "31700",
    "common_name": "Manchester",
    "msa_name": "Manchester-Nashua, NH",
    "path": "/advisors/nh/manchester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-04-28",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-05-08",
  "carried_forward": false,
  "raum_total": 413996638.0,
  "raum_discretionary": 413996638.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 129,
  "advisory_employees": 69,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 341535920.0,
      "count": 886
    },
    "high_net_worth_individuals": {
      "raum": 72460718.0,
      "count": 73
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CT",
    "DE",
    "FL",
    "MA",
    "ME",
    "NH",
    "NY",
    "PA",
    "RI",
    "TX",
    "VT"
  ],
  "websites": [
    "https://acadiaplans.com",
    "https://bheffernan.com",
    "https://brissonwealthplanning.com",
    "https://caggianoplanning.com",
    "https://capannola.com",
    "https://chrisbeliveau.com",
    "https://crowleyplans.com",
    "https://deanfinancialplanning.com",
    "https://dlucente.com",
    "https://donsilk.com",
    "https://falmouthfinancial.com",
    "https://farnhamfinancial.com",
    "https://financialplanningmatters.com",
    "https://financialplanningsecurity.com",
    "https://frickefinancial.com",
    "https://henrycooley.com",
    "https://heritagewealthmanagers.com",
    "https://jayers.com",
    "https://jonpharrison.com",
    "https://lawrenceplanning.com",
    "https://leblondfinancial.com",
    "https://mainewealthplanning.com",
    "https://mdlynch.com",
    "https://michaelantosca.com",
    "https://michaelplans.com",
    "https://mitfcu.org/investment-and-retirement",
    "https://morrisonfinancialplanning.com",
    "https://mwoodmanfinancial.com",
    "https://newburyportplanning.com",
    "https://northeastplanning.com",
    "https://npaeverett.com",
    "https://npawealth.com",
    "https://olivetreewealth.com",
    "https://oncourseretirement.com",
    "https://patgillis.com",
    "https://paulfitzpatrickplanning.com",
    "https://paulhbrock.com",
    "https://planningforme.com",
    "https://provisionwealthplanning.com",
    "https://ryderplans.com",
    "https://silkcurtisplanning.com",
    "https://tamagniwealthadvisors.com",
    "https://wallaceplanning.com",
    "https://wallyammon.com",
    "https://weareyourplanners.com",
    "https://wgibbons.com",
    "https://yourwealthplanners.com",
    "https://zackflongley.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131406",
  "city_as_filed": "BEDFORD",
  "url": "https://advisorcensus.com/firm/northeast-planning-associates-inc-bedford-nh-131406",
  "display_name": "Northeast Planning Associates, Inc.",
  "summary": "Northeast Planning Associates, Inc. is an SEC-registered investment advisory firm in Bedford, NH, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.",
  "citation": "AdvisorCensus. Northeast Planning Associates, Inc. (CRD 131406): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Northeast Planning Associates, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Northeast Planning Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Northeast Planning Associates, Inc. located?",
      "a": "Northeast Planning Associates, Inc.'s principal office is in Bedford, NH, according to its Form ADV; the June 2026 filing also lists 21 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Northeast Planning Associates, Inc. registered with the SEC or a state?",
      "a": "Northeast Planning Associates, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 131406."
    },
    {
      "q": "How much does Northeast Planning Associates, Inc. manage?",
      "a": "Northeast Planning Associates, Inc. reports $413,996,638 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary)."
    },
    {
      "q": "How have Northeast Planning Associates, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Northeast Planning Associates, Inc.: Regulatory assets under management: $224,484,897 in the October 2021 data and $413,996,638 in the October 2026 data, up 84%. Total employees: 121 in October 2021 and 129 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Northeast Planning Associates, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (886); high net worth individuals (73)."
    },
    {
      "q": "Which custodians does Northeast Planning Associates, Inc. use?",
      "a": "Northeast Planning Associates, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Northeast Planning Associates, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131406"
    },
    {
      "q": "Does Northeast Planning Associates, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 says: \"NPA generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Northeast Planning Associates, Inc.'s recent Form ADV filings?",
      "a": "In the June 2026 filing data: Registered or notice-filed in CT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 224484897.0,
      "total_employees": 121,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 285239436.0,
      "total_employees": 125,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 255646737.0,
      "total_employees": 126,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 301435475.0,
      "total_employees": 122,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 327668966.0,
      "total_employees": 131,
      "filing_date": "2025-07-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 413996638.0,
      "total_employees": 129,
      "filing_date": "2026-05-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Registered or notice-filed in CT."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 63 to 69.",
        "Regulatory assets under management went from $327,668,966 to $413,996,638 (+26%).",
        "Changed its office addresses in Bangor, ME.",
        "Added an office in Bedford, NH.",
        "Added an office in Goffstown, NH.",
        "No longer lists an office in Belfast, ME.",
        "No longer lists an office in Biddeford, ME.",
        "No longer lists an office in Brewer, ME.",
        "No longer lists an office in Cambridge, MA.",
        "No longer lists an office in Corinth, ME.",
        "No longer lists an office in East Millinocket, ME.",
        "No longer lists an office in Ellsworth, ME.",
        "No longer lists an office in Fairhaven, MA.",
        "No longer lists an office in Gardner, MA.",
        "No longer lists an office in Hampden, ME.",
        "No longer lists an office in Jay, ME.",
        "No longer lists an office in Madawaska, ME.",
        "No longer lists an office in Manchester, NH.",
        "No longer lists an office in Methuen, MA.",
        "No longer lists an office in Mexico, ME.",
        "No longer lists an office in Milo, ME.",
        "No longer lists an office in Norway, ME.",
        "No longer lists an office in West Wareham, MA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "NPA generally does not impose a minimum relationship size."
        ]
      }
    ],
    "quotes": [
      "NPA generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "TIAA-CREF Individual & Institutional Services, LLC",
      "name_as_filed": "TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/northeast-planning-associates-inc-bedford-nh-131406.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 886,
      "fewer_than_5": false,
      "raum": 341535920.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 73,
      "fewer_than_5": false,
      "raum": 72460718.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131406",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}