# Northeast Investment Management Inc

> Northeast Investment Management Inc is an SEC-registered investment advisory firm in Boston, MA, registered since 1984, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 105051
- Filed as: NORTHEAST INVESTMENT MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105051
- AdvisorCensus page: https://advisorcensus.com/firm/northeast-investment-management-inc-boston-ma-105051

## Quick answers

**How is Northeast Investment Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Northeast Investment Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Northeast Investment Management Inc located?**
Northeast Investment Management Inc's principal office is in Boston, MA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Northeast Investment Management Inc registered with the SEC or a state?**
Northeast Investment Management Inc is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105051.

**How much does Northeast Investment Management Inc manage?**
Northeast Investment Management Inc reports $3,273,998,868 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (99% discretionary).

**How have Northeast Investment Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Northeast Investment Management Inc: Regulatory assets under management: $2,229,053,211 in the October 2021 data and $3,273,998,868 in the October 2026 data, up 47%. Total employees: 23 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northeast Investment Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,077); high net worth individuals (549); charitable organizations (12).

**Which custodians does Northeast Investment Management Inc use?**
Northeast Investment Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, N.A. as a custodian holding 10% or more of its separately managed account assets.

**Does Northeast Investment Management Inc report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105051

**Does Northeast Investment Management Inc state an account minimum?**
Its Form ADV Part 2A brochure dated February 19, 2026 says: "NIM requires that new relationships have a minimum value of $3,000,000. However, the Directors may grant accommodations to smaller relationships."

**What changed in Northeast Investment Management Inc's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 9 to 11. Regulatory assets under management went from $2,937,702,418 to $3,273,998,868 (+11%). Registered or notice-filed in OR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Account minimum: $3,000,000

> NIM requires that new relationships have a minimum value of $3,000,000. However, the Directors may grant accommodations to smaller relationships.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,273,998,868
- Discretionary: $3,231,221,054
- Non-discretionary: $42,777,814

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,077 | $315,155,418 |
| High net worth individuals | 549 | $2,823,207,154 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8,820,247 |
| Charitable organizations | 12 | $75,811,151 |
| Corporations or other businesses not listed above | 6 | $45,877,722 |
| Other | 3 | $5,127,176 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1984 (41 years)
- Employees: 25 total, 11 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, IL, MA, ME, NH, NJ, NY, OH, OR, PA, TX, VA, VT
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105051

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Concord, MA

### Websites listed on Form ADV (Item 1.I)
- northeastinvest.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,229,053,211 | 23 | March 17, 2021 |
| October 2022 | $2,713,904,964 | 26 | March 22, 2022 |
| October 2023 | $2,145,154,964 | 26 | March 2, 2023 |
| October 2024 | $2,512,259,817 | 26 | September 30, 2024 |
| October 2025 | $2,937,702,418 | 26 | May 22, 2025 |
| October 2026 | $3,273,998,868 | 25 | February 19, 2026 |

Regulatory assets under management: $2,229,053,211 in the October 2021 data and $3,273,998,868 in the October 2026 data, up 47%.
Total employees: 23 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 9 to 11.
- Regulatory assets under management went from $2,937,702,418 to $3,273,998,868 (+11%).
- Registered or notice-filed in OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northeast Investment Management Inc (CRD 105051): Form ADV filing data as of October 2026.