# Northeast Advisers, Inc.

> Northeast Advisers, Inc. is an SEC-registered investment advisory firm in Paoli, PA, registered since 2000, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 108835
- Filed as: NORTHEAST ADVISERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Paoli, PA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108835
- AdvisorCensus page: https://advisorcensus.com/firm/northeast-advisers-inc-paoli-pa-108835

## Quick answers

**How is Northeast Advisers, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Northeast Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Northeast Advisers, Inc. charge?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Hourly rate: up to $200 an hour (Financial Planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Northeast Advisers, Inc. located?**
Northeast Advisers, Inc.'s principal office is in Paoli, PA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Northeast Advisers, Inc. registered with the SEC or a state?**
Northeast Advisers, Inc. is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 108835.

**How much does Northeast Advisers, Inc. manage?**
Northeast Advisers, Inc. reports $639,108,000 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (0% discretionary).

**How have Northeast Advisers, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Northeast Advisers, Inc.: Regulatory assets under management: $524,834,955 in the October 2021 data and $639,108,000 in the October 2026 data, up 22%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Northeast Advisers, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (228); high net worth individuals (105); pension and profit sharing plans (but not the plan participants or government pension plans) (40).

**Which custodians does Northeast Advisers, Inc. use?**
Northeast Advisers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alerus Financial and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Northeast Advisers, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108835

**What changed in Northeast Advisers, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $576,435,239 to $639,108,000 (+11%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Hourly rate: up to $200 an hour (Financial Planning services)

> NAI also provides fee-based financial planning services. Financial Planning fees are billed at an hourly rate, not to exceed $200 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Alerus Financial
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $639,108,000
- Discretionary: $0
- Non-discretionary: $639,108,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 228 | $88,395,000 |
| High net worth individuals | 105 | $346,043,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 40 | $164,233,000 |
| Charitable organizations | 2 | $40,123,000 |
| Corporations or other businesses not listed above | 1 | $314,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2000 (26 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Mountain Top, PA
- Sugarloaf, PA

### Websites listed on Form ADV (Item 1.I)
- northeastadvisers.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $524,834,955 | 6 | March 19, 2021 |
| October 2022 | $584,513,732 | 4 | March 30, 2022 |
| October 2023 | $489,276,282 | 4 | March 28, 2023 |
| October 2024 | $517,101,142 | 4 | March 25, 2024 |
| October 2025 | $576,435,239 | 4 | March 31, 2025 |
| October 2026 | $639,108,000 | 5 | March 19, 2026 |

Regulatory assets under management: $524,834,955 in the October 2021 data and $639,108,000 in the October 2026 data, up 22%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $576,435,239 to $639,108,000 (+11%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Northeast Advisers, Inc. (CRD 108835): Form ADV filing data as of October 2026.