{ "crd_number": 329072, "slug": "northampton-capital-partners-miami-fl-329072", "primary_business_name": "NORTHAMPTON CAPITAL PARTNERS", "legal_name": "NORTHAMPTON CAPITAL PARTNERS LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-06-20", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-05-22", "carried_forward": false, "raum_total": 1309531546.0, "raum_discretionary": 782565575.0, "raum_non_discretionary": 526965971.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 12, "advisory_employees": 12, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1309531546.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [ "https://linkedin.com/company/northhamptoncapitalpartners", "https://northamptonllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329072", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/northampton-capital-partners-miami-fl-329072", "display_name": "Northampton Capital Partners", "summary": "Northampton Capital Partners is an SEC-registered investment advisory firm in Miami, FL, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.", "citation": "AdvisorCensus. Northampton Capital Partners (CRD 329072): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is Northampton Capital Partners compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Northampton Capital Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "Where is Northampton Capital Partners located?", "a": "Northampton Capital Partners' principal office is in Miami, FL, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Northampton Capital Partners registered with the SEC or a state?", "a": "Northampton Capital Partners is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329072." }, { "q": "How much does Northampton Capital Partners manage?", "a": "Northampton Capital Partners reports $1,309,531,546 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (60% discretionary)." }, { "q": "How have Northampton Capital Partners' assets and staff changed since 2024?", "a": "In the Form ADV data for Northampton Capital Partners: Regulatory assets under management: $1,076,900,005 in the October 2025 data and $1,309,531,546 in the October 2026 data, up 22%. Total employees: 9 in October 2024 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Northampton Capital Partners serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Northampton Capital Partners report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329072" }, { "q": "What changed in Northampton Capital Partners' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $1,076,900,005 to $1,309,531,546 (+22%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 9, "filing_date": "2024-05-24" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1076900005.0, "total_employees": 13, "filing_date": "2025-05-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1309531546.0, "total_employees": 12, "filing_date": "2026-05-22" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 12.", "Regulatory assets under management went from $1,076,900,005 to $1,309,531,546 (+22%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/northampton-capital-partners-miami-fl-329072.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 1309531546.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329072", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }