# North Star Wealth Management

> North Star Wealth Management is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 326664
- Filed as: NORTH STAR WEALTH MANAGEMENT
- Legal name: Comima LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326664
- AdvisorCensus page: https://advisorcensus.com/firm/north-star-wealth-management-326664

## Quick answers

**How is North Star Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), North Star Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Is North Star Wealth Management registered with the SEC or a state?**
North Star Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326664.

**How much does North Star Wealth Management manage?**
North Star Wealth Management reports $169,117,953 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (100% discretionary).

**How have North Star Wealth Management's assets and staff changed since 2023?**
In the Form ADV data for North Star Wealth Management: Regulatory assets under management: $126,300,000 in the October 2023 data and $169,117,953 in the October 2026 data, up 34%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does North Star Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (35); corporations or other businesses not listed above (1).

**Which custodians does North Star Wealth Management use?**
North Star Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does North Star Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326664

**Does North Star Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated January 23, 2026 says: "There is no account minimum for any of NSWM’s services."

**What changed in North Star Wealth Management's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $152,799,544 to $169,117,953 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 23, 2026)

- Account minimum: None

> There is no account minimum for any of NSWM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $169,117,953
- Discretionary: $169,117,953
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $11,361,833 |
| High net worth individuals | 40 | $145,817,326 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $11,938,794 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Northbrook, IL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $126,300,000 | 1 | September 1, 2023 |
| October 2024 | $137,812,181 | 1 | January 17, 2024 |
| October 2025 | $152,799,544 | 1 | January 29, 2025 |
| October 2026 | $169,117,953 | 1 | January 23, 2026 |

Regulatory assets under management: $126,300,000 in the October 2023 data and $169,117,953 in the October 2026 data, up 34%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $152,799,544 to $169,117,953 (+11%).

### December 2025
- Added an office in Northbrook, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. North Star Wealth Management (CRD 326664): Form ADV filing data as of October 2026.