{
  "crd_number": 148417,
  "slug": "north-forty-two-and-co-lake-oswego-or-148417",
  "primary_business_name": "NORTH FORTY TWO & CO.",
  "legal_name": "NORTH FORTY TWO & CO.",
  "dbas": [],
  "city": "Lake Oswego",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-09-03",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-20",
  "carried_forward": false,
  "raum_total": 167919555.0,
  "raum_discretionary": 167919555.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 5167039.0,
      "count": 30
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 162752516.0,
      "count": 44
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NH",
    "OR"
  ],
  "websites": [
    "https://facebook.com/NORTHFORTYTWO",
    "https://linkedin.com/COMPANY/10681252/ADMIN/UPDATES",
    "https://northfortytwo.com",
    "https://twitter.com/NORTHFORTYTWO?LANG=EN"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148417",
  "city_as_filed": "LAKE OSWEGO",
  "url": "https://advisorcensus.com/firm/north-forty-two-and-co-lake-oswego-or-148417",
  "display_name": "North Forty Two & Co.",
  "summary": "North Forty Two & Co. is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.",
  "citation": "AdvisorCensus. North Forty Two & Co. (CRD 148417): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is North Forty Two & Co. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), North Forty Two & Co. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does North Forty Two & Co. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $999,999: 0.95% a year; $1,000,000 to $1,999,999: 0.85% a year; $2,000,000 to $4,999,999: 0.75% a year; $5,000,000 to $9,999,999: 0.65% a year; Above $9,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is North Forty Two & Co. located?",
      "a": "North Forty Two & Co.'s principal office is in Lake Oswego, OR, according to its Form ADV."
    },
    {
      "q": "Is North Forty Two & Co. registered with the SEC or a state?",
      "a": "North Forty Two & Co. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 148417."
    },
    {
      "q": "How much does North Forty Two & Co. manage?",
      "a": "North Forty Two & Co. reports $167,919,555 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have North Forty Two & Co.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for North Forty Two & Co.: Regulatory assets under management: $119,528,316 in the October 2021 data and $167,919,555 in the October 2026 data, up 40%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does North Forty Two & Co. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (30)."
    },
    {
      "q": "Which custodians does North Forty Two & Co. use?",
      "a": "North Forty Two & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does North Forty Two & Co. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148417"
    },
    {
      "q": "Does North Forty Two & Co. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"We typically require minimum account size of $250,000 to commence an investment supervisory services relationship.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 119528316.0,
      "total_employees": 2,
      "filing_date": "2021-08-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 130656250.0,
      "total_employees": 2,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 128917293.0,
      "total_employees": 2,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 142828052.0,
      "total_employees": 2,
      "filing_date": "2024-09-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 159674470.0,
      "total_employees": 2,
      "filing_date": "2025-02-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 167919555.0,
      "total_employees": 2,
      "filing_date": "2026-03-20"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $999,999",
        "rate": "0.95%"
      },
      {
        "band": "$1,000,000 to $1,999,999",
        "rate": "0.85%"
      },
      {
        "band": "$2,000,000 to $4,999,999",
        "rate": "0.75%"
      },
      {
        "band": "$5,000,000 to $9,999,999",
        "rate": "0.65%"
      },
      {
        "band": "Above $9,999,999",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $999,999: 0.95% a year",
          "$1,000,000 to $1,999,999: 0.85% a year",
          "$2,000,000 to $4,999,999: 0.75% a year",
          "$5,000,000 to $9,999,999: 0.65% a year",
          "Above $9,999,999: see the brochure"
        ],
        "quotes": [
          "Our fees for investment supervisory services are charged as a percentage of the client’s assets under management in accordance with the below fee schedule.",
          "$0 - $999,999 0.95% per year\n$1,000,000 - $1,999,999 0.85% per year (beginning with first dollar)\n$2,000,000 - $4,999,999 0.75% per year (beginning with first dollar)\n$5,000,000 - $9,999,999 0.65% per year (beginning with first dollar) \n$10,000,000+ Negotiable"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000"
        ],
        "quotes": [
          "We typically require minimum account size of $250,000 to commence an investment supervisory services relationship."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "We do not have any minimum annual fee requirements."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 999999.0,
          "rate_pct": 0.95
        },
        {
          "min": 1000000.0,
          "max": 1999999.0,
          "rate_pct": 0.85
        },
        {
          "min": 2000000.0,
          "max": 4999999.0,
          "rate_pct": 0.75
        },
        {
          "min": 5000000.0,
          "max": 9999999.0,
          "rate_pct": 0.65
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "Our fees for investment supervisory services are charged as a percentage of the client’s assets under management in accordance with the below fee schedule.",
      "$0 - $999,999 0.95% per year\n$1,000,000 - $1,999,999 0.85% per year (beginning with first dollar)\n$2,000,000 - $4,999,999 0.75% per year (beginning with first dollar)\n$5,000,000 - $9,999,999 0.65% per year (beginning with first dollar) \n$10,000,000+ Negotiable",
      "We typically require minimum account size of $250,000 to commence an investment supervisory services relationship.",
      "We do not have any minimum annual fee requirements."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/north-forty-two-and-co-lake-oswego-or-148417.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 5167039.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 162752516.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148417",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}