# North Financial Inc

> North Financial Inc is a state-registered investment advisory firm in University Place, WA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 284561
- Filed as: NORTH FINANCIAL INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: University Place, WA
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284561
- AdvisorCensus page: https://advisorcensus.com/firm/north-financial-inc-university-place-wa-284561

## Quick answers

**How is North Financial Inc compensated?**
On its Form ADV (Item 5.E, October 2026), North Financial Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is North Financial Inc located?**
North Financial Inc's principal office is in University Place, WA, according to its Form ADV.

**Is North Financial Inc registered with the SEC or a state?**
North Financial Inc is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284561.

**How much does North Financial Inc manage?**
North Financial Inc reports $38,075,000 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**What types of clients does North Financial Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (380); corporations or other businesses not listed above (1).

**Does North Financial Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284561

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $38,075,000
- Discretionary: $38,075,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 380 | $38,000,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $75,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- northfinancialinc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. North Financial Inc (CRD 284561): Form ADV filing data as of October 2026.