{ "crd_number": 158213, "slug": "north-castle-partners-llc-new-york-ny-158213", "primary_business_name": "NORTH CASTLE PARTNERS, LLC", "legal_name": "NORTH CASTLE PARTNERS, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-12", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-04-16", "carried_forward": false, "raum_total": 1321079357.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1321079357.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1321079357.0, "count": 11 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://facebook.com/NORTH-CASTLE-PARTNERS-176941065689562", "https://linkedin.com/COMPANY/NORTH-CASTLE-PARTNERS", "https://northcastlepartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158213", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/north-castle-partners-llc-new-york-ny-158213", "display_name": "North Castle Partners, LLC", "summary": "North Castle Partners, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 16, 2026.", "citation": "AdvisorCensus. North Castle Partners, LLC (CRD 158213): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is North Castle Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), North Castle Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is North Castle Partners, LLC located?", "a": "North Castle Partners, LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is North Castle Partners, LLC registered with the SEC or a state?", "a": "North Castle Partners, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158213." }, { "q": "How much does North Castle Partners, LLC manage?", "a": "North Castle Partners, LLC reports $1,321,079,357 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (0% discretionary)." }, { "q": "How have North Castle Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for North Castle Partners, LLC: Regulatory assets under management: $1,117,163,250 in the October 2021 data and $1,321,079,357 in the October 2026 data, up 18%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does North Castle Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11)." }, { "q": "Does North Castle Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158213" }, { "q": "What changed in North Castle Partners, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,801,195,955 to $1,321,079,357 (-27%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1117163250.0, "total_employees": 14, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1416186441.0, "total_employees": 15, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1263349251.0, "total_employees": 15, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1638353029.0, "total_employees": 14, "filing_date": "2024-05-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1801195955.0, "total_employees": 13, "filing_date": "2025-04-22" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1321079357.0, "total_employees": 13, "filing_date": "2026-04-16" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,801,195,955 to $1,321,079,357 (-27%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/north-castle-partners-llc-new-york-ny-158213.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 11, "fewer_than_5": false, "raum": 1321079357.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158213", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }