# Norman Kramer Investments, Inc.

> Norman Kramer Investments, Inc. is a state-registered investment advisory firm in Westport, CT, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 117862
- Filed as: NORMAN KRAMER INVESTMENTS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117862
- AdvisorCensus page: https://advisorcensus.com/firm/norman-kramer-investments-inc-westport-ct-117862

## Quick answers

**How is Norman Kramer Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Norman Kramer Investments, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Norman Kramer Investments, Inc. located?**
Norman Kramer Investments, Inc.'s principal office is in Westport, CT, according to its Form ADV.

**Is Norman Kramer Investments, Inc. registered with the SEC or a state?**
Norman Kramer Investments, Inc. is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 117862.

**How much does Norman Kramer Investments, Inc. manage?**
Norman Kramer Investments, Inc. reports $41,386,010 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**What types of clients does Norman Kramer Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (11).

**Does Norman Kramer Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117862

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,386,010
- Discretionary: $41,386,010
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $8,293,532 |
| High net worth individuals | 11 | $33,092,478 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Norman Kramer Investments, Inc. (CRD 117862): Form ADV filing data as of October 2026.