{ "crd_number": 322936, "slug": "nordwand-advisors-radnor-pa-322936", "primary_business_name": "NORDWAND ADVISORS", "legal_name": "NORDWAND ADVISORS, LLC", "dbas": [], "city": "Radnor", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-09-02", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-21", "carried_forward": false, "raum_total": 3967694453.0, "raum_discretionary": 2676303561.0, "raum_non_discretionary": 1291390892.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 1212092090.0, "count": 10 }, "individuals": { "raum": 2068358.0, "count": 5 }, "high_net_worth_individuals": { "raum": 2753534005.0, "count": 52 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CT", "FL", "LA", "MA", "NC", "NH", "NJ", "NY", "PA" ], "websites": [ "https://facebook.com/NordwandCapital", "https://instagram.com/NordwandCapital", "https://linkedin.com/company/nordwand-capital", "https://nordwandcapital.com", "https://x.com/NordwandCapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322936", "city_as_filed": "RADNOR", "url": "https://advisorcensus.com/firm/nordwand-advisors-radnor-pa-322936", "display_name": "Nordwand Advisors", "summary": "Nordwand Advisors is an SEC-registered investment advisory firm in Radnor, PA, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 21, 2026.", "citation": "AdvisorCensus. Nordwand Advisors (CRD 322936): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Nordwand Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Nordwand Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Nordwand Advisors located?", "a": "Nordwand Advisors' principal office is in Radnor, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Nordwand Advisors registered with the SEC or a state?", "a": "Nordwand Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322936." }, { "q": "How much does Nordwand Advisors manage?", "a": "Nordwand Advisors reports $3,967,694,453 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (67% discretionary)." }, { "q": "How have Nordwand Advisors' assets and staff changed since 2022?", "a": "In the Form ADV data for Nordwand Advisors: Regulatory assets under management: $0 in the October 2022 data and $3,967,694,453 in the October 2026 data. Total employees: 1 in October 2022 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Nordwand Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (52); charitable organizations (10); individuals (other than high net worth individuals) (5)." }, { "q": "Which custodians does Nordwand Advisors use?", "a": "Nordwand Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Nordwand Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322936" }, { "q": "What changed in Nordwand Advisors' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Registered or notice-filed in CT. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 1, "filing_date": "2022-08-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4146519499.0, "total_employees": 6, "filing_date": "2023-03-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3492631540.0, "total_employees": 7, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3838514137.0, "total_employees": 8, "filing_date": "2025-03-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3967694453.0, "total_employees": 10, "filing_date": "2026-03-21" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 6.", "Registered or notice-filed in CT.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Registered or notice-filed in NH." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 5 to 7.", "Registered or notice-filed in NC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/nordwand-advisors-radnor-pa-322936.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 5, "fewer_than_5": false, "raum": 2068358.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 52, "fewer_than_5": false, "raum": 2753534005.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 10, "fewer_than_5": false, "raum": 1212092090.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322936", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }