# Nomura Capital Management LLC

> Nomura Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 324417
- Filed as: NOMURA CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324417
- AdvisorCensus page: https://advisorcensus.com/firm/nomura-capital-management-llc-new-york-ny-324417

## Quick answers

**How is Nomura Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Nomura Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Nomura Capital Management LLC located?**
Nomura Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Nomura Capital Management LLC registered with the SEC or a state?**
Nomura Capital Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324417.

**How much does Nomura Capital Management LLC manage?**
Nomura Capital Management LLC reports $651,318,871 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**How have Nomura Capital Management LLC's assets and staff changed since 2023?**
In the Form ADV data for Nomura Capital Management LLC: Regulatory assets under management: $100,609,057 in the October 2023 data and $651,318,871 in the October 2026 data, up 547%. Total employees: 15 in October 2023 and 167 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nomura Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Nomura Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324417

**What changed in Nomura Capital Management LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 10 to 11. Regulatory assets under management went from $384,115,624 to $651,318,871 (+70%). Added an office in Boston, MA. Added an office in Chicago, IL. Added an office in Jacksonville, FL. Added an office in Overland Park, KS. Added an office in Philadelphia, PA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $651,318,871
- Discretionary: $651,318,871
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $436,818,499 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $214,500,372 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 167 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, HI, IL, KS, MA, MD, MN, MO, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Boston, MA
- Chicago, IL
- Jacksonville, FL
- Overland Park, KS
- Philadelphia, PA

### Websites listed on Form ADV (Item 1.I)
- [nomuracapitalmanagement.com](https://nomuracapitalmanagement.com)
- LinkedIn @nomura-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $100,609,057 | 15 | June 6, 2023 |
| October 2024 | $420,750,787 | 36 | July 9, 2024 |
| October 2025 | $384,115,624 | 33 | June 27, 2025 |
| October 2026 | $651,318,871 | 167 | September 28, 2026 |

Regulatory assets under management: $100,609,057 in the October 2023 data and $651,318,871 in the October 2026 data, up 547%.
Total employees: 15 in October 2023 and 167 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $384,115,624 to $651,318,871 (+70%).
- Added an office in Boston, MA.
- Added an office in Chicago, IL.
- Added an office in Jacksonville, FL.
- Added an office in Overland Park, KS.
- Added an office in Philadelphia, PA.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nomura Capital Management LLC (CRD 324417): Form ADV filing data as of October 2026.