# Nomura Asset Management U.S.A. Inc.

> Nomura Asset Management U.S.A. Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1976, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 108222
- Filed as: NOMURA ASSET MANAGEMENT U.S.A. INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108222
- AdvisorCensus page: https://advisorcensus.com/firm/nomura-asset-management-u-s-a-inc-new-york-ny-108222

## Quick answers

**How is Nomura Asset Management U.S.A. Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Nomura Asset Management U.S.A. Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Nomura Asset Management U.S.A. Inc. located?**
Nomura Asset Management U.S.A. Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is Nomura Asset Management U.S.A. Inc. registered with the SEC or a state?**
Nomura Asset Management U.S.A. Inc. is an SEC-registered investment advisory firm, registered since 1976. Status as filed: Approved. CRD 108222.

**How much does Nomura Asset Management U.S.A. Inc. manage?**
Nomura Asset Management U.S.A. Inc. reports $1,008,711,314 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).

**How have Nomura Asset Management U.S.A. Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Nomura Asset Management U.S.A. Inc.: Regulatory assets under management: $587,524,483 in the October 2021 data and $1,008,711,314 in the October 2026 data, up 72%. Total employees: 40 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nomura Asset Management U.S.A. Inc. serve?**
By number of clients on Form ADV Item 5.D: investment companies (2); pooled investment vehicles (other than investment companies and business development companies) (1); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Nomura Asset Management U.S.A. Inc. use?**
Nomura Asset Management U.S.A. Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists CIBC Mellon Trust Company as a custodian holding 10% or more of its separately managed account assets.

**Does Nomura Asset Management U.S.A. Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108222

**What changed in Nomura Asset Management U.S.A. Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $576,309,090 to $1,008,711,314 (+75%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- CIBC Mellon Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,008,711,314
- Discretionary: $1,008,711,314
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $765,617,034 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $205,612,940 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $37,481,340 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1976 (50 years)
- Employees: 26 total, 7 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [nomura-asset.com/about-us/namusa](https://nomura-asset.com/about-us/namusa)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $587,524,483 | 40 | June 25, 2021 |
| October 2022 | $511,743,519 | 40 | September 19, 2022 |
| October 2023 | $675,263,227 | 46 | June 16, 2023 |
| October 2024 | $826,648,090 | 25 | May 29, 2024 |
| October 2025 | $576,309,090 | 25 | June 16, 2025 |
| October 2026 | $1,008,711,314 | 26 | June 24, 2026 |

Regulatory assets under management: $587,524,483 in the October 2021 data and $1,008,711,314 in the October 2026 data, up 72%.
Total employees: 40 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $576,309,090 to $1,008,711,314 (+75%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nomura Asset Management U.S.A. Inc. (CRD 108222): Form ADV filing data as of October 2026.