# Nollenberger McCullough Investment Advisors LLC

> Nollenberger McCullough Investment Advisors LLC is a state-registered investment advisory firm in Newport Beach, CA, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 165451
- Filed as: NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165451
- AdvisorCensus page: https://advisorcensus.com/firm/nollenberger-mccullough-investment-advisors-llc-newport-beach-ca-165451

## Quick answers

**How is Nollenberger McCullough Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Nollenberger McCullough Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Nollenberger McCullough Investment Advisors LLC located?**
Nollenberger McCullough Investment Advisors LLC's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Nollenberger McCullough Investment Advisors LLC registered with the SEC or a state?**
Nollenberger McCullough Investment Advisors LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 165451.

**How much does Nollenberger McCullough Investment Advisors LLC manage?**
Nollenberger McCullough Investment Advisors LLC reports $81,397,704 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (100% discretionary).

**How have Nollenberger McCullough Investment Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Nollenberger McCullough Investment Advisors LLC: Regulatory assets under management: $122,271,904 in the October 2021 data and $81,397,704 in the October 2026 data, down 33%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Nollenberger McCullough Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (67); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Nollenberger McCullough Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165451

**What changed in Nollenberger McCullough Investment Advisors LLC's recent Form ADV filings?**
In the February 2026 filing data: Added an office in Sausalito, CA. No longer lists an office in Newport Beach, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $81,397,704
- Discretionary: $81,397,704
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 67 | $69,952,530 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $11,445,174 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Sausalito, CA

### Websites listed on Form ADV (Item 1.I)
- [nollmac.com](https://nollmac.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,271,904 | 5 | August 26, 2021 |
| October 2022 | $134,653,878 | 5 | March 28, 2022 |
| October 2023 | $119,869,602 | 5 | March 14, 2023 |
| October 2024 | $120,487,080 | 5 | February 14, 2024 |
| October 2025 | $137,623,976 | 5 | June 12, 2025 |
| October 2026 | $81,397,704 | 4 | September 21, 2026 |

Regulatory assets under management: $122,271,904 in the October 2021 data and $81,397,704 in the October 2026 data, down 33%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Added an office in Sausalito, CA.
- No longer lists an office in Newport Beach, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nollenberger McCullough Investment Advisors LLC (CRD 165451): Form ADV filing data as of October 2026.