{ "crd_number": 112938, "slug": "noble-capital-management-inc-boca-raton-fl-112938", "primary_business_name": "NOBLE CAPITAL MANAGEMENT, INC.", "legal_name": "NOBLE CAPITAL MANAGEMENT, INC.", "dbas": [], "city": "Boca Raton", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2010-10-28", "years_registered": 15, "period": "2026-10-01", "filing_date": "2025-12-20", "carried_forward": false, "raum_total": 10000000.0, "raum_discretionary": 10000000.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 1650000.0, "count": 8 }, "high_net_worth_individuals": { "raum": 8350000.0, "count": 14 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 4, "states_registered": [ "CT", "FL" ], "websites": [ "https://noblecapitalmarkets.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112938", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "BOCA RATON", "url": "https://advisorcensus.com/firm/noble-capital-management-inc-boca-raton-fl-112938", "display_name": "Noble Capital Management, Inc.", "summary": "Noble Capital Management, Inc. is a state-registered investment advisory firm in Boca Raton, FL, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 20, 2025.", "citation": "AdvisorCensus. Noble Capital Management, Inc. (CRD 112938): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Noble Capital Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Noble Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Noble Capital Management, Inc. located?", "a": "Noble Capital Management, Inc.'s principal office is in Boca Raton, FL, according to its Form ADV." }, { "q": "Is Noble Capital Management, Inc. registered with the SEC or a state?", "a": "Noble Capital Management, Inc. is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 112938." }, { "q": "How much does Noble Capital Management, Inc. manage?", "a": "Noble Capital Management, Inc. reports $10,000,000 in regulatory assets under management in its Form ADV filing dated December 20, 2025 (100% discretionary)." }, { "q": "What types of clients does Noble Capital Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (8)." }, { "q": "Does Noble Capital Management, Inc. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112938" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/noble-capital-management-inc-boca-raton-fl-112938.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 8, "fewer_than_5": false, "raum": 1650000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 14, "fewer_than_5": false, "raum": 8350000.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112938", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }