# NN Investment Advisory, LLC

> NN Investment Advisory, LLC is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 332240
- Filed as: NN INVESTMENT ADVISORY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332240
- AdvisorCensus page: https://advisorcensus.com/firm/nn-investment-advisory-llc-332240

## Quick answers

**How is NN Investment Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NN Investment Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is NN Investment Advisory, LLC registered with the SEC or a state?**
NN Investment Advisory, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332240.

**How much does NN Investment Advisory, LLC manage?**
NN Investment Advisory, LLC reports $7,400,000 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (95% discretionary).

**How have NN Investment Advisory, LLC's assets and staff changed since 2024?**
In the Form ADV data for NN Investment Advisory, LLC: Regulatory assets under management: $0 in the October 2024 data and $7,400,000 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NN Investment Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (16); corporations or other businesses not listed above (1).

**Does NN Investment Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332240

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,400,000
- Discretionary: $7,000,000
- Non-discretionary: $400,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $1,594,500 |
| High net worth individuals | 16 | $5,355,500 |
| Corporations or other businesses not listed above | 1 | $450,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nninvestmentadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | July 29, 2024 |
| October 2026 | $7,400,000 | 1 | March 3, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $7,400,000 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NN Investment Advisory, LLC (CRD 332240): Form ADV filing data as of October 2026.