# Ninepointtwo Capital LLC

> Ninepointtwo Capital LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 297270
- Filed as: NINEPOINTTWO CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297270
- AdvisorCensus page: https://advisorcensus.com/firm/ninepointtwo-capital-llc-los-angeles-ca-297270

## Quick answers

**How is Ninepointtwo Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ninepointtwo Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Ninepointtwo Capital LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ninepointtwo Capital LLC located?**
Ninepointtwo Capital LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Ninepointtwo Capital LLC registered with the SEC or a state?**
Ninepointtwo Capital LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297270.

**How much does Ninepointtwo Capital LLC manage?**
Ninepointtwo Capital LLC reports $314,765,322 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have Ninepointtwo Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Ninepointtwo Capital LLC: Regulatory assets under management: $436,747,716 in the October 2021 data and $314,765,322 in the October 2026 data, down 28%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ninepointtwo Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (7); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Ninepointtwo Capital LLC use?**
Ninepointtwo Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Ninepointtwo Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297270

**What changed in Ninepointtwo Capital LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $167,061,187 to $314,765,322 (+88%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> The annual fee will range from 0.50% to 2.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $314,765,322
- Discretionary: $314,765,322
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,455,842 |
| High net worth individuals | 17 | $144,249,757 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $168,442,843 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $616,874 |
| Corporations or other businesses not listed above | Fewer than 5 | $6 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ninepointtwo.com
- LinkedIn @ninepointtwo-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $436,747,716 | 3 | May 3, 2021 |
| October 2022 | $792,737,927 | 2 | March 29, 2022 |
| October 2023 | $654,833,670 | 2 | March 31, 2023 |
| October 2024 | $623,518,121 | 2 | March 29, 2024 |
| October 2025 | $167,061,187 | 2 | February 11, 2025 |
| October 2026 | $314,765,322 | 2 | February 26, 2026 |

Regulatory assets under management: $436,747,716 in the October 2021 data and $314,765,322 in the October 2026 data, down 28%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $167,061,187 to $314,765,322 (+88%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ninepointtwo Capital LLC (CRD 297270): Form ADV filing data as of October 2026.