# Nine Gems Investment Management

> Nine Gems Investment Management is a state-registered investment advisory firm in San Jose, CA, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 311148
- Filed as: NINE GEMS INVESTMENT MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Jose, CA
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311148
- AdvisorCensus page: https://advisorcensus.com/firm/nine-gems-investment-management-san-jose-ca-311148

## Quick answers

**How is Nine Gems Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Nine Gems Investment Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Nine Gems Investment Management located?**
Nine Gems Investment Management's principal office is in San Jose, CA, according to its Form ADV.

**Is Nine Gems Investment Management registered with the SEC or a state?**
Nine Gems Investment Management is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311148.

**How much does Nine Gems Investment Management manage?**
Nine Gems Investment Management reports $411,208 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**Does Nine Gems Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311148

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $411,208
- Discretionary: $411,208
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $411,208 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ninegemsinvestments.com
- Facebook @NineGemsInvestments
- LinkedIn @nine-gems-investment-management
- X @investmentnine
- YouTube @UCKpDDTRXLyodg6l4y9ddhkQ

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Nine Gems Investment Management (CRD 311148): Form ADV filing data as of October 2026.