# Niles Investment Management, LLC

> Niles Investment Management, LLC is an SEC-registered investment advisory firm in Plantation, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 329384
- Filed as: NILES INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plantation, FL
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329384
- AdvisorCensus page: https://advisorcensus.com/firm/niles-investment-management-llc-plantation-fl-329384

## Quick answers

**How is Niles Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Niles Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Niles Investment Management, LLC located?**
Niles Investment Management, LLC's principal office is in Plantation, FL, according to its Form ADV.

**Is Niles Investment Management, LLC registered with the SEC or a state?**
Niles Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329384.

**How much does Niles Investment Management, LLC manage?**
Niles Investment Management, LLC reports $185,484,106 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Niles Investment Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Niles Investment Management, LLC: Regulatory assets under management: $114,464,196 in the October 2024 data and $185,484,106 in the October 2026 data, up 62%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Niles Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Niles Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329384

**Does Niles Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "The Firm generally requires Fund Investors to make a minimum capital commitment of at least $250,000, although the amount of the minimum capital commitment may be waived or modified by the Firm, or, as applicable, with approval by the Fund’s directors in select cases."

**What changed in Niles Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $118,848,208 to $185,484,106 (+56%). Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The Firm generally requires Fund Investors to make a minimum capital commitment of at least $250,000, although the amount of the minimum capital commitment may be waived or modified by the Firm, or, as applicable, with approval by the Fund’s directors in select cases.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $185,484,106
- Discretionary: $185,484,106
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $185,484,106 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nilesinvestmentmanagement.com
- X @DanielTNiles

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $114,464,196 | 3 | July 9, 2024 |
| October 2025 | $118,848,208 | 3 | March 24, 2025 |
| October 2026 | $185,484,106 | 4 | March 26, 2026 |

Regulatory assets under management: $114,464,196 in the October 2024 data and $185,484,106 in the October 2026 data, up 62%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $118,848,208 to $185,484,106 (+56%).
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Niles Investment Management, LLC (CRD 329384): Form ADV filing data as of October 2026.