# NIA Impact Capital

> NIA Impact Capital is an SEC-registered investment advisory firm in Oakland, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 286587
- Filed as: NIA IMPACT CAPITAL
- Legal name: NIA Impact Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286587
- AdvisorCensus page: https://advisorcensus.com/firm/nia-impact-capital-oakland-ca-286587

## Quick answers

**How is NIA Impact Capital compensated?**
On its Form ADV (Item 5.E, October 2026), NIA Impact Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is NIA Impact Capital located?**
NIA Impact Capital's principal office is in Oakland, CA, according to its Form ADV.

**Is NIA Impact Capital registered with the SEC or a state?**
NIA Impact Capital is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 286587.

**How much does NIA Impact Capital manage?**
NIA Impact Capital reports $458,970,786 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have NIA Impact Capital's assets and staff changed since 2021?**
In the Form ADV data for NIA Impact Capital: Regulatory assets under management: $301,863,679 in the October 2021 data and $458,970,786 in the October 2026 data, up 52%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NIA Impact Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (77); individuals (other than high net worth individuals) (70); charitable organizations (13).

**Which custodians does NIA Impact Capital use?**
NIA Impact Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does NIA Impact Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286587

**What changed in NIA Impact Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $525,668,520 to $458,970,786 (-13%). No longer lists an office in Waltham, MA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $458,970,786
- Discretionary: $458,970,786
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $18,688,336 |
| High net worth individuals | 77 | $237,440,621 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $90,422,509 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 13 | $83,780,148 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 10 | $28,639,172 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, LA, MA, MI, NE, NH, NY, PA, RI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- addend.com
- linktr.ee/niaimpactcapital
- moneydoula.org
- niaglobalsolutions.com
- niaimpactadvisors.com
- niaimpactcapital.com
- niaimpactfunds.com
- vimeo.com/niainvest
- Facebook @NIAIMPACTCAPITAL
- Facebook @NIAINVEST
- Instagram @NIAGLOBALSOLUTIONS
- Instagram @NIAIMPACTCAPITAL
- LinkedIn @nia-impact-capital
- Threads @niaglobalsolutions
- TikTok @NIAINVEST
- X @MONEYDOULA
- X @NIAIMPACT
- X @NIAINVEST
- YouTube @NiaImpactCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $301,863,679 | 11 | May 18, 2021 |
| October 2022 | $417,383,747 | 10 | June 10, 2022 |
| October 2023 | $274,518,326 | 12 | September 22, 2023 |
| October 2024 | $433,307,622 | 10 | September 30, 2024 |
| October 2025 | $525,668,520 | 10 | June 17, 2025 |
| October 2026 | $458,970,786 | 9 | March 31, 2026 |

Regulatory assets under management: $301,863,679 in the October 2021 data and $458,970,786 in the October 2026 data, up 52%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $525,668,520 to $458,970,786 (-13%).
- No longer lists an office in Waltham, MA.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Registered or notice-filed in MI, NE, RI.
- No longer registered or notice-filed in DC, DE, FL, ID, IL, ME, MT, NC, OR, UT, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NIA Impact Capital (CRD 286587): Form ADV filing data as of October 2026.