# NGP Financial Planning, LLC

> NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 310443
- Filed as: NGP FINANCIAL PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310443
- AdvisorCensus page: https://advisorcensus.com/firm/ngp-financial-planning-llc-310443

## Quick answers

**How is NGP Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NGP Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does NGP Financial Planning, LLC charge?**
Its Form ADV Part 2A brochure dated August 21, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $7,000,000: 0.5% a year; Above $7,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is NGP Financial Planning, LLC registered with the SEC or a state?**
NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310443.

**How much does NGP Financial Planning, LLC manage?**
NGP Financial Planning, LLC reports $124,720,607 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**How have NGP Financial Planning, LLC's assets and staff changed since 2025?**
In the Form ADV data for NGP Financial Planning, LLC: Regulatory assets under management: $104,612,769 in the October 2025 data and $124,720,607 in the October 2026 data, up 19%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NGP Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (30).

**Which custodians does NGP Financial Planning, LLC use?**
NGP Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does NGP Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310443

**Does NGP Financial Planning, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 21, 2026 says: "We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion."

**What changed in NGP Financial Planning, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 21, 2026)

- Up to $2,000,000: 1% a year
- $2,000,000 to $7,000,000: 0.5% a year
- Above $7,000,000: 0.25% a year

> The standard fee schedule is as follows: The fee is calculated monthly and in arrears by multiplying the total AUM from the end of the previous month by 1/12th of the Annual Advisory Fee rate.

> First $2,000,000 1.00%

> Next $5,000,000 0.50%

> Over $7,000,000 0.25%

- Account minimum: None (the brochure says it may be waived or negotiated)

> We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $124,720,607
- Discretionary: $124,720,607
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $15,960,841 |
| High net worth individuals | 30 | $108,759,766 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, MI, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ngpfinancialplanning.com
- Facebook @MikePolicarNGP
- LinkedIn @mpolicar
- X @MikePolicarNGP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $104,612,769 | 1 | March 14, 2025 |
| October 2026 | $124,720,607 | 1 | September 10, 2026 |

Regulatory assets under management: $104,612,769 in the October 2025 data and $124,720,607 in the October 2026 data, up 19%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NGP Financial Planning, LLC (CRD 310443): Form ADV filing data as of October 2026.