{
  "crd_number": 310443,
  "slug": "ngp-financial-planning-llc-310443",
  "primary_business_name": "NGP FINANCIAL PLANNING, LLC",
  "legal_name": "NGP FINANCIAL PLANNING, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-01-21",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-10",
  "carried_forward": false,
  "raum_total": 124720607.0,
  "raum_discretionary": 124720607.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 15960841.0,
      "count": 45
    },
    "high_net_worth_individuals": {
      "raum": 108759766.0,
      "count": 30
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "MI",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/MikePolicarNGP",
    "https://linkedin.com/in/mpolicar",
    "https://ngpfinancialplanning.com",
    "https://twitter.com/MikePolicarNGP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310443",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/ngp-financial-planning-llc-310443",
  "display_name": "NGP Financial Planning, LLC",
  "summary": "NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.",
  "citation": "AdvisorCensus. NGP Financial Planning, LLC (CRD 310443): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is NGP Financial Planning, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), NGP Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does NGP Financial Planning, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 21, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $7,000,000: 0.5% a year; Above $7,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is NGP Financial Planning, LLC registered with the SEC or a state?",
      "a": "NGP Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310443."
    },
    {
      "q": "How much does NGP Financial Planning, LLC manage?",
      "a": "NGP Financial Planning, LLC reports $124,720,607 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have NGP Financial Planning, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for NGP Financial Planning, LLC: Regulatory assets under management: $104,612,769 in the October 2025 data and $124,720,607 in the October 2026 data, up 19%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does NGP Financial Planning, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (30)."
    },
    {
      "q": "Which custodians does NGP Financial Planning, LLC use?",
      "a": "NGP Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does NGP Financial Planning, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310443"
    },
    {
      "q": "Does NGP Financial Planning, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 21, 2026 says: \"We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion.\""
    },
    {
      "q": "What changed in NGP Financial Planning, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 104612769.0,
      "total_employees": 1,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 124720607.0,
      "total_employees": 1,
      "filing_date": "2026-09-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $104,612,769 to $124,720,607 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 21, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,000 to $7,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $7,000,000",
        "rate": "0.25%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 1% a year",
          "$2,000,000 to $7,000,000: 0.5% a year",
          "Above $7,000,000: 0.25% a year"
        ],
        "quotes": [
          "The standard fee schedule is as follows: The fee is calculated monthly and in arrears by multiplying the total AUM from the end of the previous month by 1/12th of the Annual Advisory Fee rate.",
          "First $2,000,000 1.00%",
          "Next $5,000,000 0.50%",
          "Over $7,000,000 0.25%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 2000000.0,
          "max": 7000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 7000000.0,
          "max": null,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The standard fee schedule is as follows: The fee is calculated monthly and in arrears by multiplying the total AUM from the end of the previous month by 1/12th of the Annual Advisory Fee rate.",
      "First $2,000,000 1.00%",
      "Next $5,000,000 0.50%",
      "Over $7,000,000 0.25%",
      "We do not have a minimum account size and as noted earlier the minimum fees can be waived or negotiated at our total discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ngp-financial-planning-llc-310443.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 15960841.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 30,
      "fewer_than_5": false,
      "raum": 108759766.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310443",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}