# NGC Financial, LLC

> NGC Financial, LLC is an SEC-registered investment advisory firm in Bayside, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 139992
- Filed as: NGC FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bayside, NY
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139992
- AdvisorCensus page: https://advisorcensus.com/firm/ngc-financial-llc-bayside-ny-139992

## Quick answers

**How is NGC Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NGC Financial, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does NGC Financial, LLC charge?**
Its Form ADV Part 2A brochure dated August 26, 2026 states: Hourly rate: $250 an hour (investment advisory advice and/or financial planning advice); Flat fee: $2,500. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is NGC Financial, LLC located?**
NGC Financial, LLC's principal office is in Bayside, NY, according to its Form ADV.

**Is NGC Financial, LLC registered with the SEC or a state?**
NGC Financial, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 139992.

**How much does NGC Financial, LLC manage?**
NGC Financial, LLC reports $71,883,635 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (0% discretionary).

**How have NGC Financial, LLC's assets and staff changed since 2024?**
In the Form ADV data for NGC Financial, LLC: Regulatory assets under management: $39,106,917 in the October 2024 data and $71,883,635 in the October 2026 data, up 84%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NGC Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (88); high net worth individuals (24).

**Does NGC Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139992

**What changed in NGC Financial, LLC's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $57,110,396 to $71,883,635 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Hourly rate: $250 an hour (investment advisory advice and/or financial planning advice)

> The advisors hourly fee will be billed at a rate of $250 per hour, but may be negotiated in advance.

- Flat fee: $2,500

> NGC Financial, LLC will charge $2,500 per plan as contracted and payable by in advance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $71,883,635
- Discretionary: $0
- Non-discretionary: $71,883,635

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 88 | $18,224,108 |
| High net worth individuals | 24 | $53,659,527 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carousso
- ngcfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $39,106,917 | 1 | September 6, 2024 |
| October 2025 | $39,106,917 | 1 | November 12, 2024 |
| October 2026 | $71,883,635 | 1 | August 26, 2026 |

Regulatory assets under management: $39,106,917 in the October 2024 data and $71,883,635 in the October 2026 data, up 84%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $57,110,396 to $71,883,635 (+26%).

### July 2026
- Registered or notice-filed in TX.

### December 2025
- Regulatory assets under management went from $39,106,917 to $57,110,396 (+46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NGC Financial, LLC (CRD 139992): Form ADV filing data as of October 2026.