# Next GEN Advisors, LLC

> Next GEN Advisors, LLC is a state-registered investment advisory firm in New York, NY, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 326144
- Filed as: NEXT GEN ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/326144
- AdvisorCensus page: https://advisorcensus.com/firm/next-gen-advisors-llc-new-york-ny-326144

## Quick answers

**How is Next GEN Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Next GEN Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Next GEN Advisors, LLC located?**
Next GEN Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Next GEN Advisors, LLC registered with the SEC or a state?**
Next GEN Advisors, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 326144.

**How much does Next GEN Advisors, LLC manage?**
Next GEN Advisors, LLC reports $9,000,000 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**What types of clients does Next GEN Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Next GEN Advisors, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326144

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $9,000,000
- Discretionary: $9,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $9,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services

### Firm details
- Registered since: 2023 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326144

### Websites listed on Form ADV (Item 1.I)
- nextgenadvisors.us

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Next GEN Advisors, LLC (CRD 326144): Form ADV filing data as of October 2026.