# Newtyn Management, LLC

> Newtyn Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 161156
- Filed as: NEWTYN MANAGEMENT, LLC
- Also doing business as: NEWTYN MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161156
- AdvisorCensus page: https://advisorcensus.com/firm/newtyn-management-llc-new-york-ny-161156

## Quick answers

**How is Newtyn Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Newtyn Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Newtyn Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Newtyn Management, LLC located?**
Newtyn Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Newtyn Management, LLC registered with the SEC or a state?**
Newtyn Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161156.

**How much does Newtyn Management, LLC manage?**
Newtyn Management, LLC reports $2,070,530,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Newtyn Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Newtyn Management, LLC: Regulatory assets under management: $1,108,585,000 in the October 2021 data and $2,070,530,000 in the October 2026 data, up 87%. Total employees: 12 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Newtyn Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Newtyn Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161156

**What changed in Newtyn Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,649,041,000 to $2,070,530,000 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)

> Management fees generally range from 1% to 1.5% per annum, and typically are payable and deducted from the assets of each Fund monthly in advance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $2,070,530,000
- Discretionary: $2,070,530,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $2,070,530,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 12 total, 8 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newtyn.com
- LinkedIn @newtyn-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,108,585,000 | 12 | April 22, 2021 |
| October 2022 | $1,075,783,000 | 11 | March 31, 2022 |
| October 2023 | $1,176,002,000 | 11 | April 25, 2023 |
| October 2024 | $1,558,798,000 | 12 | May 20, 2024 |
| October 2025 | $1,649,041,000 | 12 | April 4, 2025 |
| October 2026 | $2,070,530,000 | 12 | March 27, 2026 |

Regulatory assets under management: $1,108,585,000 in the October 2021 data and $2,070,530,000 in the October 2026 data, up 87%.
Total employees: 12 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,649,041,000 to $2,070,530,000 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newtyn Management, LLC (CRD 161156): Form ADV filing data as of October 2026.