# Newton Investment Management North America

> Newton Investment Management North America is an SEC-registered investment advisory firm in Boston, MA, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 29, 2026.

- CRD: 312937
- Filed as: NEWTON INVESTMENT MANAGEMENT NORTH AMERICA
- Legal name: Newton Investment Management North America LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312937
- AdvisorCensus page: https://advisorcensus.com/firm/newton-investment-management-north-america-boston-ma-312937

## Quick answers

**How is Newton Investment Management North America compensated?**
On its Form ADV (Item 5.E, October 2026), Newton Investment Management North America reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Newton Investment Management North America located?**
Newton Investment Management North America's principal office is in Boston, MA, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Newton Investment Management North America registered with the SEC or a state?**
Newton Investment Management North America is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312937.

**How much does Newton Investment Management North America manage?**
Newton Investment Management North America reports $59,157,957,857 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (100% discretionary).

**How have Newton Investment Management North America's assets and staff changed since 2021?**
In the Form ADV data for Newton Investment Management North America: Regulatory assets under management: $46,076,337,073 in the October 2021 data and $59,157,957,857 in the October 2026 data, up 28%. Total employees: 159 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Newton Investment Management North America serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (58); investment companies (41); pension and profit sharing plans (but not the plan participants or government pension plans) (24).

**Which custodians does Newton Investment Management North America use?**
Newton Investment Management North America's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank & Trust Company, The Bank of New York Mellon (affiliated with the firm) and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Newton Investment Management North America report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312937

**What changed in Newton Investment Management North America's recent Form ADV filings?**
In the June 2026 filing data: Item 11 disclosure answers changed: 4 yes answers, previously 5 (now no: 11.H(1)(c)). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- State Street Bank & Trust Company
- The Bank of New York Mellon (affiliated with the firm)
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $59,157,957,857
- Discretionary: $58,900,531,894
- Non-discretionary: $257,425,963

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 1 | $38,337,595 |
| Investment companies | 41 | $35,880,088,849 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 58 | $16,758,727,968 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $3,391,894,306 |
| Charitable organizations | 5 | $389,133,461 |
| State or municipal government entities (including government pension plans) | 22 | $1,951,037,053 |
| Other investment advisers | 7 | $464,102,249 |
| Insurance companies | 1 | $220,448,787 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $64,187,589 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 88 total, 55 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312937

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- New York, NY
- Pittsburgh, PA
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- [newtonim.com/us-institutional](https://newtonim.com/us-institutional)
- LinkedIn @newton-investment-management
- X @newtonim

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $46,076,337,073 | 159 | September 30, 2021 |
| October 2022 | $74,088,575,647 | 149 | July 29, 2022 |
| October 2023 | $47,209,928,769 | 175 | May 1, 2023 |
| October 2024 | $47,862,573,370 | 172 | March 29, 2024 |
| October 2025 | $47,431,152,139 | 152 | June 2, 2025 |
| October 2026 | $59,157,957,857 | 88 | May 29, 2026 |

Regulatory assets under management: $46,076,337,073 in the October 2021 data and $59,157,957,857 in the October 2026 data, up 28%.
Total employees: 159 in October 2021 and 88 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Item 11 disclosure answers changed: 4 yes answers, previously 5 (now no: 11.H(1)(c)).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- No longer lists the business name BNY Investments Newton.
- Employees performing advisory functions went from 82 to 55.
- Regulatory assets under management went from $47,431,152,139 to $59,157,957,857 (+25%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newton Investment Management North America (CRD 312937): Form ADV filing data as of October 2026.