# Newstead Capital Management

> Newstead Capital Management is a state-registered investment advisory firm in Vauxhall, NJ, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.

- CRD: 333245
- Filed as: NEWSTEAD CAPITAL MANAGEMENT
- Legal name: Newstead Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Vauxhall, NJ
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333245
- AdvisorCensus page: https://advisorcensus.com/firm/newstead-capital-management-vauxhall-nj-333245

## Quick answers

**How is Newstead Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Newstead Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Newstead Capital Management located?**
Newstead Capital Management's principal office is in Vauxhall, NJ, according to its Form ADV.

**Is Newstead Capital Management registered with the SEC or a state?**
Newstead Capital Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333245.

**How much does Newstead Capital Management manage?**
Newstead Capital Management reports $2,686,271 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary).

**What types of clients does Newstead Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Newstead Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333245

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,686,271
- Discretionary: $2,686,271
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $239,945 |
| High net worth individuals | 5 | $2,446,326 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newsteadcap.com
- LinkedIn @newstead-capital-management
- X @newsteadcap

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newstead Capital Management (CRD 333245): Form ADV filing data as of October 2026.