# Newman Ladd Capital Advisors, LLC.

> Newman Ladd Capital Advisors, LLC. is an SEC-registered investment advisory firm in Camillus, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 129860
- Filed as: NEWMAN LADD CAPITAL ADVISORS, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Camillus, NY
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129860
- AdvisorCensus page: https://advisorcensus.com/firm/newman-ladd-capital-advisors-llc-camillus-ny-129860

## Quick answers

**How is Newman Ladd Capital Advisors, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Newman Ladd Capital Advisors, LLC. reports these compensation arrangements: a percentage of assets under its management.

**Where is Newman Ladd Capital Advisors, LLC. located?**
Newman Ladd Capital Advisors, LLC.'s principal office is in Camillus, NY, according to its Form ADV.

**Is Newman Ladd Capital Advisors, LLC. registered with the SEC or a state?**
Newman Ladd Capital Advisors, LLC. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 129860.

**How much does Newman Ladd Capital Advisors, LLC. manage?**
Newman Ladd Capital Advisors, LLC. reports $108,088,103 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**How have Newman Ladd Capital Advisors, LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Newman Ladd Capital Advisors, LLC.: Regulatory assets under management: $107,027,623 in the October 2021 data and $108,088,103 in the October 2026 data, up 1%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Newman Ladd Capital Advisors, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); high net worth individuals (21).

**Which custodians does Newman Ladd Capital Advisors, LLC. use?**
Newman Ladd Capital Advisors, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Newman Ladd Capital Advisors, LLC. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129860

**Does Newman Ladd Capital Advisors, LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "There is a minimum of $50,000.00 to start an advisory account."

**What changed in Newman Ladd Capital Advisors, LLC.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $93,081,057 to $108,088,103 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Account minimum: $50,000

> There is a minimum of $50,000.00 to start an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $108,088,103
- Discretionary: $107,794,457
- Non-discretionary: $293,646

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 185 | $70,557,593 |
| High net worth individuals | 21 | $37,530,510 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129860

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $107,027,623 | 3 | August 3, 2021 |
| October 2022 | $95,561,489 | 2 | July 19, 2022 |
| October 2023 | $71,238,385 | 2 | January 19, 2023 |
| October 2024 | $85,874,357 | 2 | April 3, 2024 |
| October 2025 | $93,081,057 | 2 | January 27, 2025 |
| October 2026 | $108,088,103 | 2 | March 2, 2026 |

Regulatory assets under management: $107,027,623 in the October 2021 data and $108,088,103 in the October 2026 data, up 1%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $93,081,057 to $108,088,103 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newman Ladd Capital Advisors, LLC. (CRD 129860): Form ADV filing data as of October 2026.