# Newgen Asset Management Limited

> Newgen Asset Management Limited is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 163822
- Filed as: NEWGEN ASSET MANAGEMENT LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163822
- AdvisorCensus page: https://advisorcensus.com/firm/newgen-asset-management-limited-toronto-ontario-163822

## Quick answers

**How is Newgen Asset Management Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Newgen Asset Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Newgen Asset Management Limited located?**
Newgen Asset Management Limited's principal office is in Toronto, Ontario, Canada, according to its Form ADV.

**Is Newgen Asset Management Limited registered with the SEC or a state?**
Newgen Asset Management Limited is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 163822.

**How much does Newgen Asset Management Limited manage?**
Newgen Asset Management Limited reports $774,830,666 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).

**How have Newgen Asset Management Limited's assets and staff changed since 2021?**
In the Form ADV data for Newgen Asset Management Limited: Regulatory assets under management: $898,288,576 in the October 2021 data and $774,830,666 in the October 2026 data, down 14%. Total employees: 8 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Newgen Asset Management Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); investment companies (1).

**Does Newgen Asset Management Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163822

**What changed in Newgen Asset Management Limited's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $652,052,533 to $774,830,666 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $774,830,666
- Discretionary: $774,830,666
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $30,930,487 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $743,900,179 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 13 total, 8 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newgenfunds.com
- LinkedIn @newgen-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $898,288,576 | 8 | January 27, 2021 |
| October 2022 | $1,012,024,792 | 9 | January 26, 2022 |
| October 2023 | $986,717,272 | 13 | February 1, 2023 |
| October 2024 | $522,579,097 | 13 | May 25, 2024 |
| October 2025 | $652,052,533 | 13 | January 29, 2025 |
| October 2026 | $774,830,666 | 13 | January 29, 2026 |

Regulatory assets under management: $898,288,576 in the October 2021 data and $774,830,666 in the October 2026 data, down 14%.
Total employees: 8 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $652,052,533 to $774,830,666 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newgen Asset Management Limited (CRD 163822): Form ADV filing data as of October 2026.