# Newbore Wealth Management, Inc.

> Newbore Wealth Management, Inc. is an SEC-registered investment advisory firm in Gladstone, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 306441
- Filed as: NEWBORE WEALTH MANAGEMENT, INC.
- Also doing business as: CCCU WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gladstone, OR
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306441
- AdvisorCensus page: https://advisorcensus.com/firm/newbore-wealth-management-inc-gladstone-or-306441

## Quick answers

**How is Newbore Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Newbore Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Newbore Wealth Management, Inc. located?**
Newbore Wealth Management, Inc.'s principal office is in Gladstone, OR, according to its Form ADV.

**Is Newbore Wealth Management, Inc. registered with the SEC or a state?**
Newbore Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306441.

**How much does Newbore Wealth Management, Inc. manage?**
Newbore Wealth Management, Inc. reports $200,025,054 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Newbore Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Newbore Wealth Management, Inc.: Regulatory assets under management: $104,000,000 in the October 2021 data and $200,025,054 in the October 2026 data, up 92%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Newbore Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (378); high net worth individuals (150).

**Which custodians does Newbore Wealth Management, Inc. use?**
Newbore Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Newbore Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306441

**What changed in Newbore Wealth Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $161,907,819 to $200,025,054 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $200,025,054
- Discretionary: $200,025,054
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 378 | $87,955,352 |
| High net worth individuals | 150 | $112,069,702 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newbore-wealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $104,000,000 | 3 | April 1, 2021 |
| October 2022 | $119,957,128 | 4 | March 28, 2022 |
| October 2023 | $106,214,766 | 4 | August 31, 2023 |
| October 2024 | $135,219,619 | 4 | February 23, 2024 |
| October 2025 | $161,907,819 | 4 | March 4, 2025 |
| October 2026 | $200,025,054 | 3 | March 25, 2026 |

Regulatory assets under management: $104,000,000 in the October 2021 data and $200,025,054 in the October 2026 data, up 92%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $161,907,819 to $200,025,054 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Newbore Wealth Management, Inc. (CRD 306441): Form ADV filing data as of October 2026.