# New York Ivy Capital Management LLC

> New York Ivy Capital Management LLC is a state-registered investment advisory firm in Princeton, NJ, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 5, 2025.

- CRD: 322777
- Filed as: NEW YORK IVY CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 5, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322777
- AdvisorCensus page: https://advisorcensus.com/firm/new-york-ivy-capital-management-llc-princeton-nj-322777

## Quick answers

**How is New York Ivy Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), New York Ivy Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New York Ivy Capital Management LLC located?**
New York Ivy Capital Management LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is New York Ivy Capital Management LLC registered with the SEC or a state?**
New York Ivy Capital Management LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 322777.

**How much does New York Ivy Capital Management LLC manage?**
New York Ivy Capital Management LLC reports $11,600,000 in regulatory assets under management in its Form ADV filing dated March 5, 2025 (100% discretionary).

**What types of clients does New York Ivy Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (5).

**Does New York Ivy Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322777

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $11,600,000
- Discretionary: $11,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $600,000 |
| High net worth individuals | 22 | $11,000,000 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [nyivycapital.com/. We are internally developing our website. This website has not been publicly available yet](https://nyivycapital.com/. We are internally developing our website. This website has not been publicly available yet)
- [nyivycapital.com/About-Us](https://nyivycapital.com/About-Us)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New York Ivy Capital Management LLC (CRD 322777): Form ADV filing data as of October 2026.