# New West Investment Management, Inc.

> New West Investment Management, Inc. is a state-registered investment advisory firm in Broomfield, CO, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 117872
- Filed as: NEW WEST INVESTMENT MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Broomfield, CO
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117872
- AdvisorCensus page: https://advisorcensus.com/firm/new-west-investment-management-inc-broomfield-co-117872

## Quick answers

**How is New West Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), New West Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is New West Investment Management, Inc. located?**
New West Investment Management, Inc.'s principal office is in Broomfield, CO, according to its Form ADV.

**Is New West Investment Management, Inc. registered with the SEC or a state?**
New West Investment Management, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 117872.

**How much does New West Investment Management, Inc. manage?**
New West Investment Management, Inc. reports $80,000,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does New West Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (25).

**Does New West Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117872

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $80,000,000
- Discretionary: $80,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $16,000,000 |
| High net worth individuals | 25 | $64,000,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newwestinvestment.com
- LinkedIn @peter-hedberg-572ba69

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New West Investment Management, Inc. (CRD 117872): Form ADV filing data as of October 2026.