# New Wave Wealth Advisors

> New Wave Wealth Advisors is an SEC-registered investment advisory firm in Springdale, AR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 323414
- Filed as: NEW WAVE WEALTH ADVISORS
- Legal name: New Wave Wealth Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springdale, AR
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323414
- AdvisorCensus page: https://advisorcensus.com/firm/new-wave-wealth-advisors-springdale-ar-323414

## Quick answers

**How is New Wave Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), New Wave Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is New Wave Wealth Advisors located?**
New Wave Wealth Advisors' principal office is in Springdale, AR, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is New Wave Wealth Advisors registered with the SEC or a state?**
New Wave Wealth Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323414.

**How much does New Wave Wealth Advisors manage?**
New Wave Wealth Advisors reports $386,754,978 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (100% discretionary).

**How have New Wave Wealth Advisors' assets and staff changed since 2023?**
In the Form ADV data for New Wave Wealth Advisors: Regulatory assets under management: $176,359,785 in the October 2023 data and $386,754,978 in the October 2026 data, up 119%. Total employees: 3 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New Wave Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (385); high net worth individuals (111); corporations or other businesses not listed above (15).

**Which custodians does New Wave Wealth Advisors use?**
New Wave Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does New Wave Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323414

**Does New Wave Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated February 6, 2026 says: "We do not have a minimum account size for our asset management services."

**What changed in New Wave Wealth Advisors' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $315,005,818 to $386,754,978 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 6, 2026)

- Account minimum: None

> We do not have a minimum account size for our asset management services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $386,754,978
- Discretionary: $386,754,978
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 385 | $106,222,047 |
| High net worth individuals | 111 | $277,032,931 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $2,500,000 |
| Corporations or other businesses not listed above | 15 | $1,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, LA, MO, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Bentonville, AR

### Websites listed on Form ADV (Item 1.I)
- newwavewealthadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $176,359,785 | 3 | April 13, 2023 |
| October 2024 | $215,282,757 | 4 | August 27, 2024 |
| October 2025 | $315,005,818 | 6 | February 18, 2025 |
| October 2026 | $386,754,978 | 7 | February 6, 2026 |

Regulatory assets under management: $176,359,785 in the October 2023 data and $386,754,978 in the October 2026 data, up 119%.
Total employees: 3 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $315,005,818 to $386,754,978 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Wave Wealth Advisors (CRD 323414): Form ADV filing data as of October 2026.