{
  "crd_number": 173224,
  "slug": "new-wave-financial-services-173224",
  "primary_business_name": "NEW WAVE FINANCIAL SERVICES",
  "legal_name": "NEW WAVE FINANCIAL SERVICES, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-11-14",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": 121574578.0,
  "raum_discretionary": 121574578.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 6531198.0,
      "count": 19
    },
    "high_net_worth_individuals": {
      "raum": 115043380.0,
      "count": 50
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/NEWWAVEFS",
    "https://linkedin.com/IN/GREGMEYERCPA",
    "https://newwavefs.com",
    "https://twitter.com/GREGMEYERCPA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173224",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/new-wave-financial-services-173224",
  "display_name": "New Wave Financial Services",
  "summary": "New Wave Financial Services is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. New Wave Financial Services (CRD 173224): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is New Wave Financial Services compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), New Wave Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does New Wave Financial Services charge?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 states: Flat fee: $899 to $6,000 (Standalone Financial Planning services); Hourly rate: $400 an hour (Additional ad hoc services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is New Wave Financial Services registered with the SEC or a state?",
      "a": "New Wave Financial Services is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 173224."
    },
    {
      "q": "How much does New Wave Financial Services manage?",
      "a": "New Wave Financial Services reports $121,574,578 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does New Wave Financial Services serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (19)."
    },
    {
      "q": "Which custodians does New Wave Financial Services use?",
      "a": "New Wave Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC, Betterment Securities and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does New Wave Financial Services report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173224"
    },
    {
      "q": "What changed in New Wave Financial Services' recent Form ADV filings?",
      "a": "In the December 2025 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $899 to $6,000 (Standalone Financial Planning services)",
      "Hourly rate: $400 an hour (Additional ad hoc services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $899 to $6,000 (Standalone Financial Planning services)"
        ],
        "quotes": [
          "When Financial Planning services are provided on a standalone basis, we will charge a fixed fee that will generally range from $899 for an ask me anything meeting to $6,000 for a financial review"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $400 an hour (Additional ad hoc services)"
        ],
        "quotes": [
          "Additional ad hoc services are available at the hourly rate of $400 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 899.0,
          "max": 6000.0,
          "period": "one_time",
          "service": "Standalone Financial Planning services"
        },
        {
          "kind": "hourly",
          "amount": 400.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Additional ad hoc services"
        }
      ]
    },
    "quotes": [
      "When Financial Planning services are provided on a standalone basis, we will charge a fixed fee that will generally range from $899 for an ask me anything meeting to $6,000 for a financial review",
      "Additional ad hoc services are available at the hourly rate of $400 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Altruist Financial LLC",
      "name_as_filed": "ALTRUIST FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Betterment Securities",
      "name_as_filed": "BETTERMENT SECURITIES",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/new-wave-financial-services-173224.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 6531198.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 50,
      "fewer_than_5": false,
      "raum": 115043380.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173224",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}