# New Wave Financial LLC

> New Wave Financial LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 309444
- Filed as: NEW WAVE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Pennsylvania
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309444
- AdvisorCensus page: https://advisorcensus.com/firm/new-wave-financial-llc-309444

## Quick answers

**How is New Wave Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), New Wave Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is New Wave Financial LLC registered with the SEC or a state?**
New Wave Financial LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309444.

**How much does New Wave Financial LLC manage?**
New Wave Financial LLC reports $261,368 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does New Wave Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).

**Does New Wave Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309444

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $261,368
- Discretionary: $261,368
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $261,368 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- newwavefinancial.org
- Instagram @newwave.financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Wave Financial LLC (CRD 309444): Form ADV filing data as of October 2026.