# New Vernon Investment Management LLC

> New Vernon Investment Management LLC is an SEC-registered investment advisory firm in Highland Park, IL, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 160247
- Filed as: NEW VERNON INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Highland Park, IL
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160247
- AdvisorCensus page: https://advisorcensus.com/firm/new-vernon-investment-management-llc-highland-park-il-160247

## Quick answers

**How is New Vernon Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), New Vernon Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is New Vernon Investment Management LLC located?**
New Vernon Investment Management LLC's principal office is in Highland Park, IL, according to its Form ADV.

**Is New Vernon Investment Management LLC registered with the SEC or a state?**
New Vernon Investment Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160247.

**How much does New Vernon Investment Management LLC manage?**
New Vernon Investment Management LLC reports $115,505,111 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary).

**How have New Vernon Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for New Vernon Investment Management LLC: Regulatory assets under management: $88,952,590 in the October 2021 data and $115,505,111 in the October 2026 data, up 30%. Total employees: 11 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does New Vernon Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10); other investment advisers (2); corporations or other businesses not listed above (1).

**Which custodians does New Vernon Investment Management LLC use?**
New Vernon Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does New Vernon Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160247

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $115,505,111
- Discretionary: $115,505,111
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $113,098,008 |
| Other investment advisers | 2 | $0 |
| Corporations or other businesses not listed above | 1 | $2,407,103 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Security ratings or pricing services
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $88,952,590 | 11 | March 30, 2021 |
| October 2022 | $99,454,498 | 10 | June 27, 2022 |
| October 2023 | $97,574,397 | 10 | June 26, 2023 |
| October 2024 | $108,862,462 | 8 | April 25, 2024 |
| October 2025 | $116,901,694 | 8 | April 29, 2025 |
| October 2026 | $115,505,111 | 8 | April 27, 2026 |

Regulatory assets under management: $88,952,590 in the October 2021 data and $115,505,111 in the October 2026 data, up 30%.
Total employees: 11 in October 2021 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. New Vernon Investment Management LLC (CRD 160247): Form ADV filing data as of October 2026.